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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.97M -$563K -8,843 -6%
Financial Engines Advisors
2
Financial Engines Advisors
California
$6.89M -$60.8K -955 -0.9%
KWA
3
Kingswood Wealth Advisors
California
$5.95M +$1.98M +31,066 +51%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.4M -$1.83M -28,759 -30%
Raymond James Financial
5
Raymond James Financial
Florida
$3.92M -$107K -1,685 -3%
SPIA
6
Steward Partners Investment Advisory
New York
$2.86M +$729K +11,448 +35%
Bank of America
7
Bank of America
North Carolina
$2.35M -$9.93K -156 -0.4%
Jane Street
8
Jane Street
New York
$1.95M +$1.93M +30,386 New
FTUS
9
Flow Traders U.S.
New York
$1.69M +$1.68M +26,349 New
BEI
10
Benjamin Edwards Inc
Missouri
$1.63M -$3.63K -57 -0.2%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.46M +$8.47K +133 +0.6%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.23M +$37.3K +586 +3%
Vontobel Holding
13
Vontobel Holding
Switzerland
$1.16M
OAM
14
Oppenheimer Asset Management
New York
$1.03M -$4.01K -63 -0.4%
EH
15
Equitable Holdings
New York
$880K -$12.6K -198 -1%
FLPIM
16
F.L. Putnam Investment Management
Massachusetts
$835K -$228K -3,583 -22%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$818K -$39.2K -616 -5%
Ameriprise
18
Ameriprise
Minnesota
$794K -$1.32M -20,780 -63%
FA
19
Flagstar Advisors
New York
$781K +$7.26K +114 +0.9%
WIP
20
WealthCare Investment Partners
Rhode Island
$692K +$637 +10 +0.1%
CWA
21
Crux Wealth Advisors
California
$672K +$385K +6,053 +137%
HighTower Advisors
22
HighTower Advisors
Illinois
$596K +$4.39K +69 +0.8%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$512K -$163K -2,558 -24%
BAM
24
Belpointe Asset Management
Nevada
$421K
Stifel Financial
25
Stifel Financial
Missouri
$409K +$149K +2,339 +58%