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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.58M -$4.04M -67,020 -31%
Financial Engines Advisors
2
Financial Engines Advisors
California
$6.25M -$1.94M -32,175 -23%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$5.61M +$4.29M +71,193 +274%
Raymond James Financial
4
Raymond James Financial
Florida
$3.63M +$408K +6,771 +12%
KWA
5
Kingswood Wealth Advisors
California
$3.55M +$32.7K +542 +0.9%
Bank of America
6
Bank of America
North Carolina
$2.12M -$25K -414 -1%
Ameriprise
7
Ameriprise
Minnesota
$1.91M -$495K -8,207 -20%
SPIA
8
Steward Partners Investment Advisory
New York
$1.91M +$992K +16,455 +99%
BEI
9
Benjamin Edwards Inc
Missouri
$1.47M +$18.7K +310 +1%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.31M
Osaic Holdings
11
Osaic Holdings
Arizona
$1.07M -$258K -4,285 -19%
Vontobel Holding
12
Vontobel Holding
Switzerland
$1.04M
FLPIM
13
F.L. Putnam Investment Management
Massachusetts
$958K -$684K -11,338 -41%
OAM
14
Oppenheimer Asset Management
New York
$929K -$191K -3,162 -16%
EH
15
Equitable Holdings
New York
$827K +$25.6K +424 +3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$771K +$4.28K +71 +0.5%
FA
17
Flagstar Advisors
New York
$696K +$3.32K +55 +0.5%
WIP
18
WealthCare Investment Partners
Rhode Island
$623K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$608K +$158K +2,626 +33%
BWM
20
Benson Wealth Management
Tennessee
$589K +$615K +10,191 New
HighTower Advisors
21
HighTower Advisors
Illinois
$531K +$1.08K +18 +0.2%
BAM
22
Belpointe Asset Management
Nevada
$378K
Mercer Global Advisors
23
Mercer Global Advisors
Colorado
$320K +$334K +5,541 New
KAS
24
Kestra Advisory Services
Texas
$317K +$29.8K +494 +10%
Corient Private Wealth
25
Corient Private Wealth
Florida
$312K +$784 +13 +0.2%