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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.88M -$266K -5,981 -5%
Financial Engines Advisors
2
Financial Engines Advisors
California
$4.52M -$935K -21,018 -18%
AOG
3
Alpha Omega Group
Virginia
$4.36M +$14.4K +323 +0.4%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.49M +$392K +8,820 +20%
Bank of America
5
Bank of America
North Carolina
$1.98M -$332K -7,460 -15%
Ameriprise
6
Ameriprise
Minnesota
$1.84M +$76.9K +1,730 +5%
Jane Street
7
Jane Street
New York
$1.59M -$1.28M -28,859 -46%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.54M +$13.3K +300 +0.9%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.28M +$36.1K +811 +3%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$988K +$265K +5,953 +40%
AAP
11
Arax Advisory Partners
Colorado
$987K +$129K +2,895 +16%
OAM
12
Oppenheimer Asset Management
New York
$938K -$83.7K -1,881 -9%
Vontobel Holding
13
Vontobel Holding
Switzerland
$847K
EH
14
Equitable Holdings
New York
$751K -$31K -698 -4%
FA
15
Flagstar Advisors
New York
$644K +$3.2K +72 +0.5%
HighTower Advisors
16
HighTower Advisors
Illinois
$567K -$59.8K -1,345 -10%
WIP
17
WealthCare Investment Partners
Rhode Island
$492K -$13.8K -310 -3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$479K -$4.14K -93 -0.9%
MFS
19
Mattson Financial Services
Michigan
$457K -$7.87K -177 -2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$445K -$39.3K -883 -9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$421K -$15.9K -358 -4%
KAS
22
Kestra Advisory Services
Texas
$392K -$92.3K -2,075 -20%
RJA
23
Raymond James & Associates
Florida
$386K +$5.51K +124 +2%
BAM
24
Belpointe Asset Management
Nevada
$331K +$19.1K +430 +7%
Corient Private Wealth
25
Corient Private Wealth
Florida
$252K +$9.78K +220 +4%