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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.43M +$291K +7,607 +9%
AOG
2
Alpha Omega Group
Virginia
$3.13M +$304K +7,929 +10%
Bank of America
3
Bank of America
North Carolina
$2.7M -$218K -5,688 -7%
Financial Engines Advisors
4
Financial Engines Advisors
California
$2.67M +$109K +2,850 +4%
First Trust Advisors
5
First Trust Advisors
Illinois
$1.4M -$77 -2 -0%
Ameriprise
6
Ameriprise
Minnesota
$1.38M -$560K -14,619 -28%
EA
7
Eudaimonia Advisors
Tennessee
$1.28M +$415K +10,821 +45%
Jane Street
8
Jane Street
New York
$1.24M -$6.63M -173,024 -84%
SIM
9
Seaview Investment Managers
Florida
$1.14M +$1.76K +46 +0.1%
EP
10
Eudaimonia Partners
Tennessee
$1.06M +$415K +10,836 +61%
Osaic Holdings
11
Osaic Holdings
Arizona
$837K -$117K -3,062 -12%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$752K -$5.17K -135 -0.7%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$751K -$549K -14,323 -41%
OAM
14
Oppenheimer Asset Management
New York
$730K +$17.9K +466 +2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$709K +$329K +8,590 +81%
HighTower Advisors
16
HighTower Advisors
Illinois
$659K +$150K +3,919 +28%
EH
17
Equitable Holdings
New York
$613K +$55.6K +1,450 +10%
Vontobel Holding
18
Vontobel Holding
Switzerland
$554K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$535K +$556K +14,505 New
FA
20
Flagstar Advisors
New York
$474K +$21.6K +564 +5%
WIP
21
WealthCare Investment Partners
Rhode Island
$451K -$2.87K -75 -0.6%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$382K -$124K -3,237 -24%
AWM
23
AE Wealth Management
Kansas
$354K -$91.6K -2,391 -20%
RJA
24
Raymond James & Associates
Florida
$294K -$103K -2,684 -25%
GI
25
Gradient Investments
Minnesota
$287K +$91.4K +2,387 +44%