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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.8M +$571K +9,859 +5%
Financial Engines Advisors
2
Financial Engines Advisors
California
$8.35M -$147K -2,548 -2%
KWA
3
Kingswood Wealth Advisors
California
$3.63M +$88K +1,520 +3%
Raymond James Financial
4
Raymond James Financial
Florida
$3.33M +$154K +2,663 +5%
FTUS
5
Flow Traders U.S.
New York
$3.17M +$2.32M +40,136 +304%
Ameriprise
6
Ameriprise
Minnesota
$2.46M +$624K +10,772 +35%
Bank of America
7
Bank of America
North Carolina
$2.21M -$79.4K -1,371 -4%
FLPIM
8
F.L. Putnam Investment Management
Massachusetts
$1.66M -$2.39M -41,282 -60%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.55M -$19K -329 -1%
BEI
10
Benjamin Edwards Inc
Missouri
$1.5M -$3.42K -59 -0.2%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.36M +$35.3K +609 +3%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.35M -$295K -5,100 -18%
OAM
13
Oppenheimer Asset Management
New York
$1.14M -$55.5K -959 -5%
Jane Street
14
Jane Street
New York
$1.14M +$1.11M +19,143 New
Vontobel Holding
15
Vontobel Holding
Switzerland
$1.07M
SPIA
16
Steward Partners Investment Advisory
New York
$988K +$617K +10,661 +180%
EH
17
Equitable Holdings
New York
$802K -$11.6K -200 -1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$790K -$16.5K -285 -2%
FA
19
Flagstar Advisors
New York
$714K +$2.89K +50 +0.4%
WIP
20
WealthCare Investment Partners
Rhode Island
$649K +$31K +536 +5%
HighTower Advisors
21
HighTower Advisors
Illinois
$546K +$1.74K +30 +0.3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$470K +$7.35K +127 +2%
BAM
23
Belpointe Asset Management
Nevada
$390K
IWM
24
IHT Wealth Management
Illinois
$349K +$116 +2 +0%
Corient Private Wealth
25
Corient Private Wealth
Florida
$320K -$2.2K -38 -0.7%