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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.6M +$5.25M +96,108 +88%
Financial Engines Advisors
2
Financial Engines Advisors
California
$8.03M +$1.96M +35,948 +34%
FLPIM
3
F.L. Putnam Investment Management
Massachusetts
$3.89M -$1.35M -24,785 -26%
KWA
4
Kingswood Wealth Advisors
California
$3.34M +$3.24M +59,414 New
Raymond James Financial
5
Raymond James Financial
Florida
$3M +$45.8K +839 +2%
Bank of America
6
Bank of America
North Carolina
$2.16M -$17.2K -316 -0.8%
Ameriprise
7
Ameriprise
Minnesota
$1.72M -$526K -9,639 -24%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.56M -$2.84K -52 -0.2%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.48M -$743K -13,608 -34%
BEI
10
Benjamin Edwards Inc
Missouri
$1.42M -$7.97K -146 -0.6%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.21M -$136K -2,485 -10%
OAM
12
Oppenheimer Asset Management
New York
$1.14M -$13.1K -240 -1%
Vontobel Holding
13
Vontobel Holding
Switzerland
$1.01M
EH
14
Equitable Holdings
New York
$769K -$87.3K -1,600 -10%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$762K +$25.9K +475 +4%
FTUS
16
Flow Traders U.S.
New York
$741K +$93K +1,704 +15%
FA
17
Flagstar Advisors
New York
$671K -$50.8K -930 -7%
WIP
18
WealthCare Investment Partners
Rhode Island
$580K +$25.9K +474 +5%
HighTower Advisors
19
HighTower Advisors
Illinois
$515K +$982 +18 +0.2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$437K +$17.7K +325 +4%
BAM
21
Belpointe Asset Management
Nevada
$368K +$16.4K +300 +5%
KAS
22
Kestra Advisory Services
Texas
$336K -$34.3K -629 -10%
SPIA
23
Steward Partners Investment Advisory
New York
$334K +$321K +5,883 +10,696%
OMC
24
Old Mission Capital
Illinois
$333K -$1.15M -21,104 -78%
IWM
25
IHT Wealth Management
Illinois
$330K +$16.2K +297 +5%