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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
1
Concourse Financial Group Securities
Alabama
$4.42M +$61.5K +1,846 +1%
LPL Financial
2
LPL Financial
California
$3.39M -$1.08M -32,326 -25%
Jane Street
3
Jane Street
New York
$3.14M +$1.31M +39,465 +75%
Bank of America
4
Bank of America
North Carolina
$3.14M -$833K -25,004 -21%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.8M +$65.4K +1,963 +2%
AOG
6
Alpha Omega Group
Virginia
$2.07M +$2.01M +60,301 New
Financial Engines Advisors
7
Financial Engines Advisors
California
$1.82M -$322K -9,663 -15%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.56M +$1.52M +45,594 New
First Trust Advisors
9
First Trust Advisors
Illinois
$1.46M -$180K -5,412 -11%
Ameriprise
10
Ameriprise
Minnesota
$1.45M -$1.64M -49,160 -54%
TA
11
TrueWealth Advisors
Alabama
$1.02M -$103K -3,094 -9%
Osaic Holdings
12
Osaic Holdings
Arizona
$999K -$123K -3,699 -11%
Citadel Advisors
13
Citadel Advisors
Florida
$874K +$54.1K +1,624 +7%
SPIA
14
Steward Partners Investment Advisory
New York
$855K -$27.5K -826 -3%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$714K -$131K -3,923 -16%
OAM
16
Oppenheimer Asset Management
New York
$702K -$18.8K -565 -3%
EH
17
Equitable Holdings
New York
$536K -$5K -150 -0.9%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$522K -$42.8K -1,286 -8%
Vontobel Holding
19
Vontobel Holding
Switzerland
$514K
WIP
20
WealthCare Investment Partners
Rhode Island
$478K -$30.7K -921 -6%
BAM
21
Belpointe Asset Management
Nevada
$467K +$200K +6,018 +79%
AWM
22
AE Wealth Management
Kansas
$453K +$3.37K +101 +0.8%
FA
23
Flagstar Advisors
New York
$424K +$11.8K +353 +3%
GIA
24
Gladstone Institutional Advisory
Florida
$422K -$68.2K -2,047 -14%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$386K -$507K -15,233 -57%