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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$6.35M +$1.92M +40,854 +43%
LPL Financial
2
LPL Financial
California
$4.81M -$4.99K -106 -0.1%
AOG
3
Alpha Omega Group
Virginia
$4.41M +$117K +2,489 +3%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.34M -$115K -2,453 -5%
Bank of America
5
Bank of America
North Carolina
$1.94M -$11.3K -241 -0.6%
Ameriprise
6
Ameriprise
Minnesota
$1.83M +$24.4K +519 +1%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.51M
Osaic Holdings
8
Osaic Holdings
Arizona
$1.2M -$61.3K -1,302 -5%
AAP
9
Arax Advisory Partners
Colorado
$1.03M +$58.5K +1,242 +6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$980K +$6.4K +136 +0.6%
OAM
11
Oppenheimer Asset Management
New York
$920K -$5.41K -115 -0.6%
Vontobel Holding
12
Vontobel Holding
Switzerland
$835K
Raymond James Financial
13
Raymond James Financial
Florida
$829K +$841K +17,873 New
EH
14
Equitable Holdings
New York
$715K -$25.9K -550 -3%
FA
15
Flagstar Advisors
New York
$639K +$4.42K +94 +0.7%
Jane Street
16
Jane Street
New York
$599K -$979K -20,803 -62%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$549K +$136K +2,882 +32%
WIP
18
WealthCare Investment Partners
Rhode Island
$482K +$2.31K +49 +0.5%
HighTower Advisors
19
HighTower Advisors
Illinois
$447K -$113K -2,411 -20%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$394K -$45K -957 -10%
BAM
21
Belpointe Asset Management
Nevada
$318K
KAS
22
Kestra Advisory Services
Texas
$296K -$91.3K -1,940 -23%
IWM
23
IHT Wealth Management
Illinois
$258K +$56.9K +1,210 +28%
Corient Private Wealth
24
Corient Private Wealth
Florida
$249K
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$202K -$13.3K -282 -6%