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First Trust Indxx Innovative Transaction & Process ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Financial Engines Advisors
1
Financial Engines Advisors
California
$5.08M +$206K +4,777 +4%
LPL Financial
2
LPL Financial
California
$4.76M +$29.3K +679 +0.6%
AOG
3
Alpha Omega Group
Virginia
$4.01M -$69.3K -1,607 -2%
Jane Street
4
Jane Street
New York
$2.72M +$1.83M +42,578 +213%
GI
5
Gradient Investments
Minnesota
$2.51M +$875K +20,305 +54%
Bank of America
6
Bank of America
North Carolina
$2.15M -$60.3K -1,399 -3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.91M +$354K +8,221 +23%
Ameriprise
8
Ameriprise
Minnesota
$1.62M +$55.1K +1,279 +4%
First Trust Advisors
9
First Trust Advisors
Illinois
$1.4M -$229K -5,322 -14%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.14M -$67.4K -1,565 -6%
OAM
11
Oppenheimer Asset Management
New York
$947K +$88.5K +2,054 +10%
AAP
12
Arax Advisory Partners
Colorado
$785K +$48K +1,114 +7%
Vontobel Holding
13
Vontobel Holding
Switzerland
$782K +$129K +3,000 +20%
EH
14
Equitable Holdings
New York
$723K +$1.64K +38 +0.2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$653K +$7.15K +166 +1%
FA
16
Flagstar Advisors
New York
$591K -$7.8K -181 -1%
HighTower Advisors
17
HighTower Advisors
Illinois
$582K -$32K -742 -5%
MFS
18
Mattson Financial Services
Michigan
$464K +$461K +10,691 New
WIP
19
WealthCare Investment Partners
Rhode Island
$464K -$33.2K -771 -7%
KAS
20
Kestra Advisory Services
Texas
$452K +$22.7K +526 +5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$449K -$29.4K -682 -6%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$446K -$295K -6,835 -40%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$404K -$38.3K -888 -9%
RJA
24
Raymond James & Associates
Florida
$351K -$345 -8 -0.1%
BAM
25
Belpointe Asset Management
Nevada
$287K +$81.5K +1,892 +40%