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First Trust Indxx Innovative Transaction & Process ETF
LEGR

Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$2.48M +$2.51M +85,566 New
Bank of America
2
Bank of America
North Carolina
$1.66M +$1.68M +57,069 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.28M +$1.29M +44,069 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.25M +$1.27M +43,144 New
LPL Financial
5
LPL Financial
California
$952K +$963K +32,769 New
Deutsche Bank
6
Deutsche Bank
Germany
$732K +$741K +25,200 New
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$585K +$592K +20,132 New
Citigroup
8
Citigroup
New York
$448K +$453K +15,400 New
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$279K +$282K +9,586 New
CCB
10
Cutter & Co Brokerage
Missouri
$247K +$249K +8,489 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$223K +$225K +7,665 New
CA
12
Cetera Advisors
Colorado
$208K +$210K +7,130 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$121K +$122K +4,165 New
WAP
14
Wealthcare Advisory Partners
Pennsylvania
$102K +$103K +3,510 New
AG
15
Advisor Group
Arizona
$62K +$63.1K +2,147 New
GWM
16
Geneos Wealth Management
Colorado
$43K +$44.1K +1,500 New
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$39K +$39.1K +1,330 New
SWP
18
Stratos Wealth Partners
Ohio
$27K +$26.9K +915 New
PFO
19
Pathstone Family Office
New Jersey
$17K +$17.5K +597 New
TRCT
20
Tower Research Capital (TRC)
New York
$14K +$13.7K +465 New
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$9.11K +310 New
MOS
22
MGO One Seven
Ohio
$7K +$7.35K +250 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$6K +$5.88K +200 New
UBS Group
24
UBS Group
Switzerland
$5K +$5.55K +189 New
AF
25
Advisornet Financial
Minnesota
$4K +$3.67K +125 New
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