Pathstone Family Office’s First Trust Indxx Innovative Transaction & Process ETF LEGR Stock Holding History

Pathstone Family Office’s Portfolio LEGR Stock Details LEGR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-597	Closed	-$18K	–	545
2019 Q3	$18K	Hold	597	–	–	﹤0.01%	404
2019 Q2	$18K	Hold	597	–	–	﹤0.01%	459
2019 Q1	$17K	Hold	597	–	–	﹤0.01%	448
2018 Q4	$15K	Buy	+597	New	+$16.3K	﹤0.01%	288
2018 Q2	–	Sell	-597	Closed	-$17K	–	247
2018 Q1	$17K	Buy	+597	New	+$17.5K	0.01%	174

Other funds holding LEGR

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Pathstone Family Office's LEGR Position: Q4 2019 in Review

Pathstone Family Office sold out of First Trust Indxx Innovative Transaction & Process ETF (LEGR) in Q4 2019, closing a stake of 597 shares — an estimated $18K sold.

Pathstone Family Office first reported a position in LEGR in Q1 2018 and held it in 5 quarters. The position peaked at $18K in Q3 2019. 30 funds tracked by Wall St. Rank hold LEGR as of Q4 2019.

Pathstone Family Office reported no remaining First Trust Indxx Innovative Transaction & Process ETF position as of Q4 2019 after selling out during the quarter.
Pathstone Family Office sold 597 First Trust Indxx Innovative Transaction & Process ETF shares in Q4 2019, an estimated $18K.
Pathstone Family Office first reported a position in First Trust Indxx Innovative Transaction & Process ETF in Q1 2018 and held it in 5 quarters.
Pathstone Family Office's First Trust Indxx Innovative Transaction & Process ETF position peaked at $18K in Q3 2019.
30 funds tracked by Wall St. Rank held First Trust Indxx Innovative Transaction & Process ETF as of Q4 2019.

Based on Pathstone Family Office's 13F filing for Q4 2019, filed 14 Feb 2020.