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First Trust Indxx Innovative Transaction & Process ETF

31 hedge funds and large institutions have $13.6M invested in First Trust Indxx Innovative Transaction & Process ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3131 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3.82% less ownership

Funds ownership: 36.68%32.87% (-3.8%)

12% less capital invested

Capital invested by funds: $15.5M → $13.6M (-$1.94M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.71M +$429K +14,371 +18%
Bank of America
2
Bank of America
North Carolina
$1.91M +$13.7K +461 +0.7%
Jane Street
3
Jane Street
New York
$1.68M +$1.2M +40,319 +238%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.61M +$439K +14,725 +37%
First Trust Advisors
5
First Trust Advisors
Illinois
$1.48M -$2.28M -76,431 -60%
LPL Financial
6
LPL Financial
California
$1.01M -$157K -5,266 -13%
Citadel Advisors
7
Citadel Advisors
Florida
$699K -$803K -26,926 -53%
AG
8
Advisor Group
Arizona
$536K +$56.2K +1,885 +12%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$374K -$304K -10,199 -44%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$342K -$1.73K -58 -0.5%
Stifel Financial
11
Stifel Financial
Missouri
$315K -$28.1K -943 -8%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$251K +$7.45K +250 +3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$227K -$24.7K -828 -10%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$175K
UBS Group
15
UBS Group
Switzerland
$57K -$10.6K -357 -16%
NFG
16
Next Financial Group
Texas
$37K
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$33K
CIAS
18
Capital Investment Advisory Services
North Carolina
$32K +$29.8K +1,000 +1,000%
IA
19
IFP Advisors
Florida
$20K +$19.7K +661 New
PFO
20
Pathstone Family Office
New Jersey
$18K
GWM
21
Geneos Wealth Management
Colorado
$14K -$14.9K -500 -50%
Citigroup
22
Citigroup
New York
$6K -$59.6K -2,000 -91%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$6K
SFS
24
Sowell Financial Services
Arkansas
$6K +$6.26K +210 New
William Blair & Company
25
William Blair & Company
Illinois
$3K

LEGR Hedge Fund Activity: Q3 2019 in Review

31 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2019, worth a combined $13.6M — down 12% from $15.5M a quarter earlier.

Fund positioning in LEGR was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 8 added to existing stakes and 11 trimmed.

The largest buyer was Jane Street, adding an estimated $1.2M. The largest seller was First Trust Advisors, cutting an estimated $2.28M.

  • 31 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $13.6M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2019, down 12% quarter-over-quarter.
  • 4 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2019 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2019 was Jane Street, an estimated $1.2M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2019 was First Trust Advisors, an estimated $2.28M sold.

Based on aggregated 13F filings for Q3 2019.