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First Trust Indxx Innovative Transaction & Process ETF

32 hedge funds and large institutions have $14.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

7% more funds holding

Funds holding: 3032 (+2)

3.08% more ownership

Funds ownership: 33.51%36.59% (+3.1%)

14% less capital invested

Capital invested by funds: $16.8M → $14.5M (-$2.3M)

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
6
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$3.24M -$6.3K -230 -0.2%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.28M +$1.09M +39,634 +80%
Citadel Advisors
3
Citadel Advisors
Florida
$1.92M +$2.06M +75,270 New
Bank of America
4
Bank of America
North Carolina
$1.85M -$544K -19,883 -22%
LPL Financial
5
LPL Financial
California
$1.08M -$92K -3,358 -7%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$887K -$546K -19,923 -36%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$735K +$134K +4,890 +20%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$350K -$83.8K -3,060 -18%
AG
9
Advisor Group
Arizona
$320K +$86.6K +3,162 +34%
Stifel Financial
10
Stifel Financial
Missouri
$300K -$13.9K -507 -4%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$290K -$11.3K -413 -4%
RJA
12
Raymond James & Associates
Florida
$280K -$202K -7,371 -40%
Jane Street
13
Jane Street
New York
$266K +$285K +10,424 New
Citigroup
14
Citigroup
New York
$222K -$159K -5,800 -40%
Toronto Dominion Bank
15
Toronto Dominion Bank
Ontario, Canada
$184K -$26.3K -960 -12%
IA
16
IFP Advisors
Florida
$66K -$50.8K -1,855 -42%
UBS Group
17
UBS Group
Switzerland
$53K +$43.6K +1,591 +325%
WAP
18
Wealthcare Advisory Partners
Pennsylvania
$45K -$13.7K -500 -22%
NFG
19
Next Financial Group
Texas
$32K +$34.6K +1,263 New
GWM
20
Geneos Wealth Management
Colorado
$25K -$13.7K -500 -33%
PFO
21
Pathstone Family Office
New Jersey
$15K +$16.3K +597 New
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$8K -$27.4K -1,000 -75%
MOS
23
MGO One Seven
Ohio
$7K +$8.27K +302 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$5K
TRCT
25
Tower Research Capital (TRC)
New York
$5K +$2.74K +100 +100%

LEGR Hedge Fund Activity: Q4 2018 in Review

32 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2018, worth a combined $14.5M — down 14% from $16.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new LEGR positions and 5 closed out — a net gain of 2 holders — while 6 added to existing stakes and 14 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.06M. The largest seller was Deutsche Bank, exiting entirely with an estimated $765K sold.

  • 32 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2018, up from 30 in Q3 2018.
  • Funds reported $14.5M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2018, down 14% quarter-over-quarter.
  • 7 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2018 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2018 was Citadel Advisors, an estimated $2.06M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2018 was Deutsche Bank, an estimated $765K sold.

Based on aggregated 13F filings for Q4 2018.