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First Trust Indxx Innovative Transaction & Process ETF

31 hedge funds and large institutions have $15.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $14.4M → $15.5M (+$1.1M)

1.58% more ownership

Funds ownership: 35.1%36.68% (+1.6%)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

6% less funds holding

Funds holding: 3331 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$3.81M
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.34M +$574K +19,344 +33%
Bank of America
3
Bank of America
North Carolina
$1.94M -$63.4K -2,137 -3%
Citadel Advisors
4
Citadel Advisors
Florida
$1.52M +$579K +19,488 +62%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.2M +$482K +16,226 +68%
LPL Financial
6
LPL Financial
California
$1.19M +$42.4K +1,429 +4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$690K -$161K -5,415 -19%
Jane Street
8
Jane Street
New York
$510K -$462K -15,556 -48%
AG
9
Advisor Group
Arizona
$493K +$47K +1,582 +11%
Stifel Financial
10
Stifel Financial
Missouri
$365K +$6.38K +215 +2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$352K -$5.82K -196 -2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$257K -$60.9K -2,052 -19%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$249K
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$175K
TPWA
15
TRUE Private Wealth Advisors
Oregon
$86K +$85.1K +2,867 New
UBS Group
16
UBS Group
Switzerland
$69K -$22.5K -758 -25%
Citigroup
17
Citigroup
New York
$66K -$193K -6,500 -75%
NFG
18
Next Financial Group
Texas
$38K +$37.5K +1,263 New
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$34K +$29.7K +1,000 +714%
GWM
20
Geneos Wealth Management
Colorado
$30K
GSWM
21
Golden State Wealth Management
California
$21K -$2.97K -100 -13%
PFO
22
Pathstone Family Office
New Jersey
$18K
BFEC
23
Benjamin F. Edwards & Company
Missouri
$6K
TRCT
24
Tower Research Capital (TRC)
New York
$6K
CIAS
25
Capital Investment Advisory Services
North Carolina
$3K

LEGR Hedge Fund Activity: Q2 2019 in Review

31 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q2 2019, worth a combined $15.5M — up 7.7% from $14.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of LEGR and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 8 added.

The largest buyer was Citadel Advisors, adding an estimated $579K. The largest seller was Jane Street, cutting an estimated $462K.

  • 31 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q2 2019, down from 33 in Q1 2019.
  • Funds reported $15.5M of First Trust Indxx Innovative Transaction & Process ETF stock for Q2 2019, up 7.7% quarter-over-quarter.
  • 3 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q2 2019 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q2 2019 was Citadel Advisors, an estimated $579K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q2 2019 was Jane Street, an estimated $462K sold.

Based on aggregated 13F filings for Q2 2019.