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First Trust Indxx Innovative Transaction & Process ETF

69 hedge funds and large institutions have $38.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2022 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

10% more funds holding

Funds holding: 6369 (+6)

0% less capital invested

Capital invested by funds: $38.5M → $38.5M (-$51.7K)

1.07% less ownership

Funds ownership: 36.77%35.69% (-1.1%)

38% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 24

Holders
69
Holders Change
+6
Holders Change %
+9.52%
% of All Funds
1.11%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
15
Reduced
24
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
1
Concourse Financial Group Securities
Alabama
$4.42M +$61.5K +1,846 +1%
LPL Financial
2
LPL Financial
California
$3.39M -$1.08M -32,326 -25%
Jane Street
3
Jane Street
New York
$3.14M +$1.31M +39,465 +75%
Bank of America
4
Bank of America
North Carolina
$3.14M -$833K -25,004 -21%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.8M +$65.4K +1,963 +2%
AOG
6
Alpha Omega Group
Virginia
$2.07M +$2.01M +60,301 New
Financial Engines Advisors
7
Financial Engines Advisors
California
$1.82M -$322K -9,663 -15%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.56M +$1.52M +45,594 New
First Trust Advisors
9
First Trust Advisors
Illinois
$1.46M -$180K -5,412 -11%
Ameriprise
10
Ameriprise
Minnesota
$1.45M -$1.64M -49,160 -54%
TA
11
TrueWealth Advisors
Alabama
$1.02M -$103K -3,094 -9%
Osaic Holdings
12
Osaic Holdings
Arizona
$999K -$123K -3,699 -11%
Citadel Advisors
13
Citadel Advisors
Florida
$874K +$54.1K +1,624 +7%
SPIA
14
Steward Partners Investment Advisory
New York
$855K -$27.5K -826 -3%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$714K -$131K -3,923 -16%
OAM
16
Oppenheimer Asset Management
New York
$702K -$18.8K -565 -3%
EH
17
Equitable Holdings
New York
$536K -$5K -150 -0.9%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$522K -$42.8K -1,286 -8%
Vontobel Holding
19
Vontobel Holding
Switzerland
$514K
WIP
20
WealthCare Investment Partners
Rhode Island
$478K -$30.7K -921 -6%
BAM
21
Belpointe Asset Management
Nevada
$467K +$200K +6,018 +79%
AWM
22
AE Wealth Management
Kansas
$453K +$3.37K +101 +0.8%
FA
23
Flagstar Advisors
New York
$424K +$11.8K +353 +3%
GIA
24
Gladstone Institutional Advisory
Florida
$422K -$68.2K -2,047 -14%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$386K -$507K -15,233 -57%

LEGR Hedge Fund Activity: Q4 2022 in Review

69 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2022, worth a combined $38.5M — down 0.13% from $38.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new LEGR positions and 5 closed out — a net gain of 8 holders — while 15 added to existing stakes and 24 trimmed.

The largest buyer was Alpha Omega Group, opening a new position worth an estimated $2.01M. The largest seller was Old Mission Capital, exiting entirely with an estimated $1.89M sold.

  • 69 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2022, up from 63 in Q3 2022.
  • Funds reported $38.5M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2022, down 0.13% quarter-over-quarter.
  • 13 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2022 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2022 was Alpha Omega Group, an estimated $2.01M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2022 was Old Mission Capital, an estimated $1.89M sold.

Based on aggregated 13F filings for Q4 2022.