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First Trust Indxx Innovative Transaction & Process ETF

26 hedge funds and large institutions have $17.8M invested in First Trust Indxx Innovative Transaction & Process ETF in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

37% more capital invested

Capital invested by funds: $13M → $17.8M (+$4.79M)

8% more funds holding

Funds holding: 2426 (+2)

2.04% more ownership

Funds ownership: 30.56%32.61% (+2%)

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.67M +$1.76M +51,046 +25%
LPL Financial
2
LPL Financial
California
$2.01M +$235K +6,829 +15%
First Trust Advisors
3
First Trust Advisors
Illinois
$1.61M -$261K -7,570 -15%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.02M +$424K +12,286 +83%
Osaic Holdings
5
Osaic Holdings
Arizona
$943K -$160K -4,639 -16%
Citadel Advisors
6
Citadel Advisors
Florida
$479K +$4.89K +142 +1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$362K -$17.4K -504 -5%
EH
8
Equitable Holdings
New York
$327K +$13.8K +400 +5%
SAF
9
Smith Anglin Financial
Texas
$247K +$227K +6,586 New
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$223K +$205K +5,950 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$212K +$195K +5,664 New
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$175K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$151K +$96.6K +2,801 +230%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$113K +$276 +8 +0.3%
TPWA
15
TRUE Private Wealth Advisors
Oregon
$81K
NFG
16
Next Financial Group
Texas
$47K
IA
17
IFP Advisors
Florida
$32K +$1.48K +43 +5%
GWM
18
Geneos Wealth Management
Colorado
$26K +$34 +1 +0.2%
Citigroup
19
Citigroup
New York
$8K
BFEC
20
Benjamin F. Edwards & Company
Missouri
$4K
William Blair & Company
21
William Blair & Company
Illinois
$4K
IAIM
22
International Assets Investment Management
Florida
$4K +$3.69K +107 New
ASN
23
Advisory Services Network
Georgia
$3K
CFGS
24
Concourse Financial Group Securities
Alabama
$2K +$34 +1 +2%
GRP
25
Global Retirement Partners
California
$1K

LEGR Hedge Fund Activity: Q4 2020 in Review

26 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2020, worth a combined $17.8M — up 37% from $13M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new LEGR positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was Bank of America, adding an estimated $1.76M. The largest seller was Jane Street, exiting entirely with an estimated $556K sold.

  • 26 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2020, up from 24 in Q3 2020.
  • Funds reported $17.8M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2020, up 37% quarter-over-quarter.
  • 4 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2020 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2020 was Bank of America, an estimated $1.76M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2020 was Jane Street, an estimated $556K sold.

Based on aggregated 13F filings for Q4 2020.