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First Trust Indxx Innovative Transaction & Process ETF
LEGR

24 hedge funds and large institutions have $13M invested in First Trust Indxx Innovative Transaction & Process ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

31% more capital invested

Capital invested by funds: $9.9M → $13M (+$3.06M)

4% more funds holding

Funds holding: 23 → 24 (+1)

3.73% more ownership

Funds ownership: 26.84% → 30.56% (+3.7%)

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$4.3M
2
EH
Equitable Holdings
New York
+$262K
3
Jane Street
Jane Street
New York
+$202K
4
LPL Financial
LPL Financial
California
+$192K
5
NFG
Next Financial Group
Texas
+$39.8K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.82M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$237K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$222K
4
PAG
Private Advisor Group
New Jersey
-$141K
5
Osaic Holdings
Osaic Holdings
Arizona
-$101K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.48M +$4.3M +136,202 +193%
First Trust Advisors
2
First Trust Advisors
Illinois
$1.58M +$4.92K +156 +0.3%
LPL Financial
3
LPL Financial
California
$1.47M +$192K +6,097 +15%
Osaic Holdings
4
Osaic Holdings
Arizona
$932K -$101K -3,213 -10%
Jane Street
5
Jane Street
New York
$556K +$202K +6,416 +57%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$465K -$237K -7,521 -34%
Citadel Advisors
7
Citadel Advisors
Florida
$396K -$1.82M -57,546 -82%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$318K +$32 +1 +0%
EH
9
Equitable Holdings
New York
$260K +$262K +8,310 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$175K – – –
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$94K +$252 +8 +0.3%
TPWA
12
TRUE Private Wealth Advisors
Oregon
$67K – – –
NFG
13
Next Financial Group
Texas
$40K +$39.8K +1,263 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$38K -$33.2K -1,052 -46%
UBS Group
15
UBS Group
Switzerland
$38K +$38.2K +1,212 New
IA
16
IFP Advisors
Florida
$26K +$1.61K +51 +7%
GWM
17
Geneos Wealth Management
Colorado
$20K +$32 +1 +0.2%
Citigroup
18
Citigroup
New York
$6K – – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$3K -$3.15K -100 -50%
William Blair & Company
20
William Blair & Company
Illinois
$3K – – –
ASN
21
Advisory Services Network
Georgia
$3K +$2.93K +93 New
CFGS
22
Concourse Financial Group Securities
Alabama
$2K – – –
GRP
23
Global Retirement Partners
California
$1K – – –
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
– -$222K -7,550 Closed
PAG
25
Private Advisor Group
New Jersey
– -$141K -4,802 Closed
1
2

LEGR Hedge Fund Activity: Q3 2020 in Review

24 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2020, worth a combined $13M — up 31% from $9.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new LEGR positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Bank of America, adding an estimated $4.3M. The largest seller was Citadel Advisors, cutting an estimated $1.82M.

  • 24 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2020, up from 23 in Q2 2020.
  • Funds reported $13M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2020, up 31% quarter-over-quarter.
  • 4 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2020 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2020 was Bank of America, an estimated $4.3M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2020 was Citadel Advisors, an estimated $1.82M sold.

Based on aggregated 13F filings for Q3 2020.