LEGR icon

First Trust Indxx Innovative Transaction & Process ETF
LEGR

Overview Fund Activity

24 hedge funds and large institutions have $13M invested in First Trust Indxx Innovative Transaction & Process ETF in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$6.48M
2
EH
2
Equitable Holdings
New York
$260K
3
Jane Street
3
Jane Street
New York
$556K
4
LPL Financial
4
LPL Financial
California
$1.47M
5
NFG
5
Next Financial Group
Texas
$40K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$396K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$465K
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$0
4
PAG
4
Private Advisor Group
New Jersey
$0
5
Osaic Holdings
5
Osaic Holdings
Arizona
$932K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$6.48M 206,742 +136,202 +193%
First Trust Advisors
2
First Trust Advisors
Illinois
$1.58M 50,467 +156 +0.3%
LPL Financial
3
LPL Financial
California
$1.47M 46,852 +6,097 +15%
Osaic Holdings
4
Osaic Holdings
Arizona
$932K 29,751 -3,213 -10%
Jane Street
5
Jane Street
New York
$556K 17,755 +6,416 +57%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$465K 14,842 -7,521 -34%
Citadel Advisors
7
Citadel Advisors
Florida
$396K 12,632 -57,546 -82%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$318K 10,164 +1 +0%
EH
9
Equitable Holdings
New York
$260K 8,310 +8,310 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$175K 4,143 – –
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$94K 3,026 +8 +0.3%
TPWA
12
TRUE Private Wealth Advisors
Oregon
$67K 2,168 – –
NFG
13
Next Financial Group
Texas
$40K 1,263 +1,263 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$38K 1,220 -1,052 -46%
UBS Group
15
UBS Group
Switzerland
$38K 1,212 +1,212 New
IA
16
IFP Advisors
Florida
$26K 809 +51 +7%
GWM
17
Geneos Wealth Management
Colorado
$20K 665 +1 +0.2%
Citigroup
18
Citigroup
New York
$6K 200 – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$3K 100 -100 -50%
William Blair & Company
20
William Blair & Company
Illinois
$3K 100 – –
ASN
21
Advisory Services Network
Georgia
$3K 93 +93 New
CFGS
22
Concourse Financial Group Securities
Alabama
$2K 51 – –
GRP
23
Global Retirement Partners
California
$1K 34 – –
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
– – -7,550 Closed
PAG
25
Private Advisor Group
New Jersey
– – -4,802 Closed
1
2