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First Trust Indxx Innovative Transaction & Process ETF
LEGR

27 hedge funds and large institutions have $11.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

0.06% less ownership

Funds ownership: 34.12% → 34.06% (-0.06%)

10% less funds holding

Funds holding: 30 → 27 (-3)

25% less capital invested

Capital invested by funds: $15.3M → $11.5M (-$3.79M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$768K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$556K
3
LPL Financial
LPL Financial
California
+$158K
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$90.5K
5
Bank of America
Bank of America
North Carolina
+$62.3K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$1.22M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$660K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$289K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$59K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$43.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.64M +$556K +18,448 +21%
Bank of America
2
Bank of America
North Carolina
$1.62M +$62.3K +2,067 +3%
Citadel Advisors
3
Citadel Advisors
Florida
$1.31M +$768K +25,486 +94%
First Trust Advisors
4
First Trust Advisors
Illinois
$1.25M +$4.25K +141 +0.3%
LPL Financial
5
LPL Financial
California
$1.24M +$158K +5,260 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$868K -$660K -21,904 -39%
Osaic Holdings
7
Osaic Holdings
Arizona
$766K +$927K +30,767 New
Jane Street
8
Jane Street
New York
$680K -$1.22M -40,451 -60%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$241K -$59K -1,958 -17%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$212K -$43.9K -1,456 -15%
Stifel Financial
11
Stifel Financial
Missouri
$210K +$331 +11 +0.1%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$175K – – –
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$75K +$90.5K +3,003 New
TPWA
14
TRUE Private Wealth Advisors
Oregon
$71K – – –
VCP
15
Verus Capital Partners
Arizona
$31K -$4.52K -150 -11%
NFG
16
Next Financial Group
Texas
$31K – – –
UBS Group
17
UBS Group
Switzerland
$23K -$35.2K -1,167 -55%
IA
18
IFP Advisors
Florida
$20K +$1.51K +50 +7%
GWM
19
Geneos Wealth Management
Colorado
$16K – – –
Citigroup
20
Citigroup
New York
$7K +$3.01K +100 +50%
ASN
21
Advisory Services Network
Georgia
$7K +$8.28K +275 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$5K – – –
William Blair & Company
23
William Blair & Company
Illinois
$2K – – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$1K – – –
CFGS
25
Concourse Financial Group Securities
Alabama
$1K – – –
1
2

LEGR Hedge Fund Activity: Q1 2020 in Review

27 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q1 2020, worth a combined $11.5M — down 25% from $15.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of LEGR and 3 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 8 added.

The largest buyer was Citadel Advisors, adding an estimated $768K. The largest seller was Jane Street, cutting an estimated $1.22M.

  • 27 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q1 2020, down from 30 in Q4 2019.
  • Funds reported $11.5M of First Trust Indxx Innovative Transaction & Process ETF stock for Q1 2020, down 25% quarter-over-quarter.
  • 3 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q1 2020 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q1 2020 was Citadel Advisors, an estimated $768K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q1 2020 was Jane Street, an estimated $1.22M sold.

Based on aggregated 13F filings for Q1 2020.