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First Trust Indxx Innovative Transaction & Process ETF

56 hedge funds and large institutions have $53.2M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

26% more capital invested

Capital invested by funds: $42.2M → $53.2M (+$11M)

10% more funds holding

Funds holding: 5156 (+5)

2.81% more ownership

Funds ownership: 37.73%40.55% (+2.8%)

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
23
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.4M +$650K +15,197 +6%
LPL Financial
2
LPL Financial
California
$6.33M +$873K +20,430 +16%
CFGS
3
Concourse Financial Group Securities
Alabama
$5.18M +$120K +2,799 +2%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.31M +$1.33M +30,994 +65%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$3.02M +$304K +7,112 +11%
First Trust Advisors
6
First Trust Advisors
Illinois
$2.27M +$8.16K +191 +0.4%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.1M +$441K +10,316 +26%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.01M +$2.04M +47,686 New
SWA
9
Stratos Wealth Advisors
Ohio
$1.98M -$8.16K -191 -0.4%
Ameriprise
10
Ameriprise
Minnesota
$1.76M +$1.79M +41,845 New
Jane Street
11
Jane Street
New York
$1.3M -$456K -10,677 -26%
KAS
12
Kestra Advisory Services
Texas
$975K +$155K +3,625 +19%
IWC
13
Integrated Wealth Concepts
Massachusetts
$904K +$916K +21,419 New
Citadel Advisors
14
Citadel Advisors
Florida
$834K +$846K +19,778 New
OAM
15
Oppenheimer Asset Management
New York
$757K +$123K +2,874 +19%
FAN
16
Financial Advisors Network
California
$723K +$694K +16,225 New
SPIA
17
Steward Partners Investment Advisory
New York
$700K +$688K +16,089 +3,218%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$680K +$331K +7,740 +92%
EH
19
Equitable Holdings
New York
$661K +$90.2K +2,110 +16%
RJA
20
Raymond James & Associates
Florida
$657K +$217K +5,072 +48%
TA
21
TrueWealth Advisors
Alabama
$562K +$119K +2,780 +26%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$521K +$7.31K +171 +1%
OC
23
Oppenheimer & Co
New York
$436K +$93.4K +2,184 +27%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$399K +$33.3K +780 +9%
JMPWA
25
JP Morgan Private Wealth Advisors
California
$394K -$126K -2,949 -24%

LEGR Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2021, worth a combined $53.2M — up 26% from $42.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new LEGR positions and 7 closed out — a net gain of 6 holders — while 23 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.04M. The largest seller was Flow Traders U.S., exiting entirely with an estimated $651K sold.

  • 56 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $53.2M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2021, up 26% quarter-over-quarter.
  • 13 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2021 and 7 closed out, a net change of +6 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2021 was Susquehanna International Group, an estimated $2.04M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2021 was Flow Traders U.S., an estimated $651K sold.

Based on aggregated 13F filings for Q3 2021.