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First Trust Indxx Innovative Transaction & Process ETF
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Overview Fund Activity

47 hedge funds and large institutions have $29.2M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 15 increasing their positions, 1 reducing their positions, and 2 closing their positions.

Holders
47
Holders Change
+21
Holders Change %
+80.77%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
15
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWA
1
Stratos Wealth Advisors
Ohio
$1.97M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.77M
3
Jane Street
3
Jane Street
New York
$1.51M
4
LPL Financial
4
LPL Financial
California
$3.65M
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.48M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$8.91M
2
TPWA
2
TRUE Private Wealth Advisors
Oregon
$0
3
ASN
3
Advisory Services Network
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$8.91M 221,427 -36,361 -14%
LPL Financial
2
LPL Financial
California
$3.65M 90,651 +36,970 +69%
SWA
3
Stratos Wealth Advisors
Ohio
$1.97M 48,899 +48,899 New
First Trust Advisors
4
First Trust Advisors
Illinois
$1.95M 48,529 +5,632 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.77M 44,010 +39,989 +995%
Jane Street
6
Jane Street
New York
$1.51M 37,548 +37,548 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.48M 36,806 +24,032 +188%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.38M 34,167 +7,039 +26%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.35M 33,582 +8,470 +34%
EH
10
Equitable Holdings
New York
$536K 13,334 +4,624 +53%
OAM
11
Oppenheimer Asset Management
New York
$477K 11,850 +11,850 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$425K 10,567 +907 +9%
Truist Financial
13
Truist Financial
North Carolina
$396K 9,848 +9,848 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$380K 9,436 +9,436 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$360K 8,947 +8,947 New
SAF
16
Smith Anglin Financial
Texas
$345K 8,566 +1,980 +30%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$330K 8,222 +2,558 +45%
FHA
18
Flagship Harbor Advisors
Massachusetts
$267K 6,630 +6,630 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$253K 6,295 +345 +6%
RJA
20
Raymond James & Associates
Florida
$237K 5,896 +5,896 New
OC
21
Oppenheimer & Co
New York
$226K 5,615 +5,615 New
Citigroup
22
Citigroup
New York
$205K 5,100 +4,900 +2,450%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$175K 4,143 – –
SWM
24
Spire Wealth Management
Virginia
$136K 3,383 +3,383 New
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$122K 3,036 +2 +0.1%
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