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First Trust Indxx Innovative Transaction & Process ETF
LEGR

47 hedge funds and large institutions have $29.2M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 15 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 1

1,050% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 2

81% more funds holding

Funds holding: 26 → 47 (+21)

65% more capital invested

Capital invested by funds: $17.8M → $29.2M (+$11.5M)

3.74% more ownership

Funds ownership: 32.61% → 36.34% (+3.7%)

Holders
47
Holders Change
+21
Holders Change %
+80.77%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
15
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SWA
Stratos Wealth Advisors
Ohio
+$1.94M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.59M
3
Jane Street
Jane Street
New York
+$1.49M
4
LPL Financial
LPL Financial
California
+$1.47M
5
Citadel Advisors
Citadel Advisors
Florida
+$953K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$1.44M
2
TPWA
TRUE Private Wealth Advisors
Oregon
-$81K
3
ASN
Advisory Services Network
Georgia
-$3K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.91M -$1.44M -36,361 -14%
LPL Financial
2
LPL Financial
California
$3.65M +$1.47M +36,970 +69%
SWA
3
Stratos Wealth Advisors
Ohio
$1.97M +$1.94M +48,899 New
First Trust Advisors
4
First Trust Advisors
Illinois
$1.95M +$223K +5,632 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.77M +$1.59M +39,989 +995%
Jane Street
6
Jane Street
New York
$1.51M +$1.49M +37,548 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.48M +$953K +24,032 +188%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.38M +$279K +7,039 +26%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.35M +$336K +8,470 +34%
EH
10
Equitable Holdings
New York
$536K +$183K +4,624 +53%
OAM
11
Oppenheimer Asset Management
New York
$477K +$470K +11,850 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$425K +$36K +907 +9%
Truist Financial
13
Truist Financial
North Carolina
$396K +$391K +9,848 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$380K +$374K +9,436 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$360K +$355K +8,947 New
SAF
16
Smith Anglin Financial
Texas
$345K +$78.5K +1,980 +30%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$330K +$101K +2,558 +45%
FHA
18
Flagship Harbor Advisors
Massachusetts
$267K +$263K +6,630 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$253K +$13.7K +345 +6%
RJA
20
Raymond James & Associates
Florida
$237K +$234K +5,896 New
OC
21
Oppenheimer & Co
New York
$226K +$223K +5,615 New
Citigroup
22
Citigroup
New York
$205K +$194K +4,900 +2,450%
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
$175K – – –
SWM
24
Spire Wealth Management
Virginia
$136K +$134K +3,383 New
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$122K +$79 +2 +0.1%
1
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LEGR Hedge Fund Activity: Q1 2021 in Review

47 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q1 2021, worth a combined $29.2M — up 65% from $17.8M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new LEGR positions and 2 closed out — a net gain of 21 holders — while 15 added to existing stakes and 1 trimmed.

The largest buyer was Stratos Wealth Advisors, opening a new position worth an estimated $1.94M. The largest seller was Bank of America, cutting an estimated $1.44M.

  • 47 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q1 2021, up from 26 in Q4 2020.
  • Funds reported $29.2M of First Trust Indxx Innovative Transaction & Process ETF stock for Q1 2021, up 65% quarter-over-quarter.
  • 23 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q1 2021 and 2 closed out, a net change of +21 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q1 2021 was Stratos Wealth Advisors, an estimated $1.94M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q1 2021 was Bank of America, an estimated $1.44M sold.

Based on aggregated 13F filings for Q1 2021.