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First Trust Indxx Innovative Transaction & Process ETF

33 hedge funds and large institutions have $14.4M invested in First Trust Indxx Innovative Transaction & Process ETF in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 3233 (+1)

1% less capital invested

Capital invested by funds: $14.5M → $14.4M (-$97K)

1.49% less ownership

Funds ownership: 36.59%35.1% (-1.5%)

69% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 13

Holders
33
Holders Change
+1
Holders Change %
+3.13%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
4
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$3.7M -$2.3K -82 -0.1%
Bank of America
2
Bank of America
North Carolina
$1.95M -$157K -5,596 -8%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.71M -$856K -30,518 -34%
LPL Financial
4
LPL Financial
California
$1.11M -$121K -4,307 -10%
Jane Street
5
Jane Street
New York
$949K +$620K +22,105 +212%
Citadel Advisors
6
Citadel Advisors
Florida
$913K -$1.23M -44,022 -58%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$828K -$179K -6,371 -18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$693K -$141K -5,044 -18%
AG
9
Advisor Group
Arizona
$432K +$62.9K +2,243 +18%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$348K -$50.6K -1,805 -13%
Stifel Financial
11
Stifel Financial
Missouri
$336K +$7.15K +255 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$309K -$21.1K -754 -7%
Citigroup
13
Citigroup
New York
$254K
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$242K +$233K +8,300 New
RJA
15
Raymond James & Associates
Florida
$241K -$76.1K -2,713 -25%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$175K +$116K +4,143 New
UBS Group
17
UBS Group
Switzerland
$89K +$27.1K +968 +47%
GWM
18
Geneos Wealth Management
Colorado
$29K
GSWM
19
Golden State Wealth Management
California
$23K +$22.4K +800 New
PFO
20
Pathstone Family Office
New Jersey
$17K
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K
TRCT
22
Tower Research Capital (TRC)
New York
$6K
IWP
23
Icon Wealth Partners
Texas
$5K +$4.91K +175 New
WAP
24
Wealthcare Advisory Partners
Pennsylvania
$4K -$45.4K -1,620 -92%
IA
25
IFP Advisors
Florida
$3K -$70.8K -2,523 -97%

LEGR Hedge Fund Activity: Q1 2019 in Review

33 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q1 2019, worth a combined $14.4M — down 0.67% from $14.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new LEGR positions and 5 closed out — a net gain of 1 holder — while 4 added to existing stakes and 13 trimmed.

The largest buyer was Jane Street, adding an estimated $620K. The largest seller was Citadel Advisors, cutting an estimated $1.23M.

  • 33 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q1 2019, up from 32 in Q4 2018.
  • Funds reported $14.4M of First Trust Indxx Innovative Transaction & Process ETF stock for Q1 2019, down 0.67% quarter-over-quarter.
  • 6 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q1 2019 and 5 closed out, a net change of +1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q1 2019 was Jane Street, an estimated $620K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q1 2019 was Citadel Advisors, an estimated $1.23M sold.

Based on aggregated 13F filings for Q1 2019.