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First Trust Indxx Innovative Transaction & Process ETF

23 hedge funds and large institutions have $9.9M invested in First Trust Indxx Innovative Transaction & Process ETF in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

7.22% less ownership

Funds ownership: 34.06%26.84% (-7.2%)

14% less capital invested

Capital invested by funds: $11.5M → $9.9M (-$1.61M)

15% less funds holding

Funds holding: 2723 (-4)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.07M +$151K +5,480 +8%
Citadel Advisors
2
Citadel Advisors
Florida
$2.06M +$482K +17,465 +33%
First Trust Advisors
3
First Trust Advisors
Illinois
$1.48M
LPL Financial
4
LPL Financial
California
$1.2M -$247K -8,940 -18%
Osaic Holdings
5
Osaic Holdings
Arizona
$968K +$60.7K +2,197 +7%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$657K -$2.31M -83,671 -79%
Jane Street
7
Jane Street
New York
$333K -$440K -15,946 -58%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$298K +$13.7K +495 +5%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$222K +$209K +7,550 New
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$175K
PAG
11
Private Advisor Group
New Jersey
$141K +$133K +4,802 New
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$89K +$414 +15 +0.5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$67K -$899K -32,537 -93%
TPWA
14
TRUE Private Wealth Advisors
Oregon
$63K -$19.3K -699 -24%
CAN
15
Cetera Advisor Networks
California
$26K +$24.2K +875 New
IA
16
IFP Advisors
Florida
$22K -$193 -7 -0.9%
GWM
17
Geneos Wealth Management
Colorado
$19K
Citigroup
18
Citigroup
New York
$6K -$2.76K -100 -33%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$6K
William Blair & Company
20
William Blair & Company
Illinois
$3K
CFGS
21
Concourse Financial Group Securities
Alabama
$2K
GRP
22
Global Retirement Partners
California
$1K
Stifel Financial
23
Stifel Financial
Missouri
-$210K -9,032 Closed
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
-$212K -8,517 Closed
NFG
25
Next Financial Group
Texas
-$31K -1,263 Closed

LEGR Hedge Fund Activity: Q2 2020 in Review

23 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q2 2020, worth a combined $9.9M — down 14% from $11.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of LEGR and 3 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 5 added.

The largest buyer was Citadel Advisors, adding an estimated $482K. The largest seller was Susquehanna International Group, cutting an estimated $2.31M.

  • 23 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q2 2020, down from 27 in Q1 2020.
  • Funds reported $9.9M of First Trust Indxx Innovative Transaction & Process ETF stock for Q2 2020, down 14% quarter-over-quarter.
  • 3 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q2 2020 and 6 closed out, a net change of -3 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q2 2020 was Citadel Advisors, an estimated $482K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q2 2020 was Susquehanna International Group, an estimated $2.31M sold.

Based on aggregated 13F filings for Q2 2020.