First Trust Indxx Innovative Transaction & Process ETF
LEGR
30 hedge funds and large institutions have $15.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.
25% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 8
13% more capital invested
Capital invested by funds: $13.6M → $15.3M (+$1.75M)
1.25% more ownership
Funds ownership: 32.87% → 34.12% (+1.3%)
3% less funds holding
Funds holding: 31 → 30 (-1)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$319K |
| 2 |
LPL Financial
San Diego,
California
|
+$310K |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$104K |
| 4 |
TPWA
TRUE Private Wealth Advisors
Salem,
Oregon
|
+$87.5K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$61.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$146K |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$85.5K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$65.9K |
| 4 |
Stifel Financial
St. Louis,
Missouri
|
-$55.9K |
| 5 |
CIAS
Capital Investment Advisory Services
Raleigh,
North Carolina
|
-$32K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SIC
26
Samalin Investment Counsel
Chappaqua,
New York
| $3K | +$3.14K | +103 | New |
|
|
CFGS
27
Concourse Financial Group Securities
Birmingham,
Alabama
| $2K | – | – | – |
|
28
Bank of Montreal
Toronto,
Ontario, Canada
| $1K | – | – | – |
|
|
GRP
29
Global Retirement Partners
San Rafael,
California
| $1K | – | – | – |
|
|
CIAS
30
Capital Investment Advisory Services
Raleigh,
North Carolina
| – | -$32K | -1,100 | Closed |
|
|
PFO
31
Pathstone Family Office
Englewood,
New Jersey
| – | -$18K | -597 | Closed |
|
LEGR Hedge Fund Activity: Q4 2019 in Review
30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2019, worth a combined $15.3M — up 13% from $13.6M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of LEGR and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 10 added.
The largest buyer was Jane Street, adding an estimated $319K. The largest seller was Susquehanna International Group, cutting an estimated $146K.
- 30 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2019, down from 31 in Q3 2019.
- Funds reported $15.3M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2019, up 13% quarter-over-quarter.
- 3 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2019 and 4 closed out, a net change of -1 holder.
- The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2019 was Jane Street, an estimated $319K added.
- The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2019 was Susquehanna International Group, an estimated $146K sold.
Based on aggregated 13F filings for Q4 2019.