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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
201
Bay Colony Advisors
Massachusetts
– -$2.16M -54,594 Closed
OMC
202
Old Mission Capital
Illinois
– -$1.53M -38,714 Closed
Susquehanna International Group
203
Susquehanna International Group
Pennsylvania
– -$914K -23,071 Closed
CWM
204
Cranbrook Wealth Management
Michigan
– -$910K -22,973 Closed
VWA
205
Visionary Wealth Advisors
Illinois
– -$768K -19,379 Closed
C
206
CEDRUS
Colorado
– -$766K -19,334 Closed
EC
207
EdgeRock Capital
Colorado
– -$763K -19,242 Closed
VAS
208
Vestmark Advisory Solutions
Massachusetts
– -$573K -14,455 Closed
AWM
209
Apollon Wealth Management
South Carolina
– -$558K -14,074 Closed
HF
210
HRT Financial
New York
– -$549K -13,859 Closed
Rockefeller Capital Management
211
Rockefeller Capital Management
New York
– -$413K -10,418 Closed
CCM
212
Crabel Capital Management
California
– -$296K -7,462 Closed
Millennium Management
213
Millennium Management
New York
– -$290K -7,308 Closed
RWM
214
Ritholtz Wealth Management
New York
– -$273K -6,900 Closed
PMG
215
ProVise Management Group
Florida
– -$217K -5,466 Closed
Koshinski Asset Management
216
Koshinski Asset Management
Illinois
– -$213K -5,386 Closed
MWM
217
Maripau Wealth Management
Indiana
– -$210K -5,308 Closed
WP
218
WealthShield Partners
North Carolina
– -$55.5K -1,401 Closed
Bessemer Group
219
Bessemer Group
New Jersey
– -$32K -800 Closed
VAG
220
VisionPoint Advisory Group
Texas
– -$18.2K -458 Closed
HWM
221
HighMark Wealth Management
Minnesota
– -$13.5K -341 Closed
William Blair & Company
222
William Blair & Company
Illinois
– -$11K -277 Closed
CWA
223
Clearview Wealth Advisors
Oregon
– -$6.46K -163 Closed
FCAS
224
First Command Advisory Services
Texas
– -$1.11K -28 Closed
Qube Research & Technologies (QRT)
225
Qube Research & Technologies (QRT)
United Kingdom
– -$23 -1 Closed
6 7 8
9
10