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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
SFA
201
Semmax Financial Advisors
North Carolina
$1K – – –
RA
202
RiverTree Advisors
Florida
– -$6.79M -173,306 Closed
MWM
203
Marion Wealth Management
Pennsylvania
– -$3.86M -98,590 Closed
AI
204
Atria Investments
North Carolina
– -$1.05M -26,841 Closed
Bank of New York Mellon
205
Bank of New York Mellon
New York
– -$735K -18,774 Closed
Renaissance Technologies
206
Renaissance Technologies
New York
– -$533K -13,607 Closed
DI
207
DFPG Investments
Utah
– -$530K -13,265 Closed
BAWC
208
Boyce & Associates Wealth Consulting
Texas
– -$480K -12,263 Closed
RA
209
RFG Advisory
Alabama
– -$454K -10,819 Closed
TLP
210
Trinity Legacy Partners
Texas
– -$359K -9,006 Closed
LA
211
LexAurum Advisors
Kansas
– -$334K -8,530 Closed
WAM
212
WealthTrust Asset Management
Florida
– -$283K -7,219 Closed
SFS
213
Security Financial Services
Indiana
– -$225K -5,759 Closed
LFAS
214
Level Four Advisory Services
Texas
– -$225K -5,742 Closed
LMKC
215
L.M. Kohn & Company
Ohio
– -$202K -5,152 Closed
1IA
216
1834 Investment Advisors
Wisconsin
– -$131K -3,355 Closed
CAPTRUST Financial Advisors
217
CAPTRUST Financial Advisors
North Carolina
– -$59K -1,510 Closed
PTC
218
Private Trust Company
Ohio
– -$47K -1,198 Closed
AIP
219
Ahrens Investment Partners
Louisiana
– -$39K -1,000 Closed
FCG
220
Financial Connections Group
California
– -$32K -820 Closed
CTC
221
Central Trust Company
Missouri
– -$23K -580 Closed
TCWM
222
Total Clarity Wealth Management
Illinois
– -$7K -180 Closed
TRCT
223
Tower Research Capital (TRC)
New York
– -$6K -159 Closed
HFS
224
Heritage Financial Services
Massachusetts
– -$3K -78 Closed
GFPC
225
Global Financial Private Client
Florida
– -$1.87K -47 Closed
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