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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
HFS
201
Heritage Financial Services
Massachusetts
$3K +$3.31K +78 New
AssetMark Inc
202
AssetMark Inc
California
$2K – – –
GFPC
203
Global Financial Private Client
Florida
$1.87K -$5.64K -133 -74%
EWA
204
EverSource Wealth Advisors
Alabama
$1K – – –
SFA
205
Semmax Financial Advisors
North Carolina
$1K – – –
MF
206
Manchester Financial
California
– -$19.8M -433,333 Closed
RWP
207
RWA Wealth Partners
Massachusetts
– -$7.95M -173,698 Closed
Thrivent Financial for Lutherans
208
Thrivent Financial for Lutherans
Minnesota
– -$6.91M -153,591 Closed
RGF
209
Retirement Guys Formula
Ohio
– -$4.96M -108,393 Closed
MWM
210
Mattern Wealth Management
Kansas
– -$4.33M -94,598 Closed
FTUS
211
Flow Traders U.S.
New York
– -$2.45M -53,633 Closed
FPGK
212
Financial Partners Group (Kansas)
Kansas
– -$1.45M -31,617 Closed
CCIA
213
Cherry Creek Investment Advisors
Colorado
– -$1.39M -30,278 Closed
State of Tennessee, Department of Treasury
214
State of Tennessee, Department of Treasury
Tennessee
– -$962K -21,016 Closed
SB
215
Strategic Blueprint
Georgia
– -$750K -16,386 Closed
BCP
216
Blackhawk Capital Partners
Wisconsin
– -$664K -14,520 Closed
OMC
217
Old Mission Capital
Illinois
– -$485K -10,609 Closed
EH
218
Equitable Holdings
New York
– -$392K -8,569 Closed
ASN
219
Advisory Services Network
Georgia
– -$387K -8,455 Closed
AWM
220
Accurate Wealth Management
Florida
– -$353K -7,710 Closed
VAG
221
VisionPoint Advisory Group
Texas
– -$311K -7,458 Closed
RIA
222
Regal Investment Advisors
Michigan
– -$309K -6,750 Closed
AFA
223
American Financial Advisors
Georgia
– -$290K -6,342 Closed
AA
224
Auxano Advisors
Washington
– -$275K -6,008 Closed
Susquehanna International Group
225
Susquehanna International Group
Pennsylvania
– -$270K -5,907 Closed
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9
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