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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LAS
201
Lloyd Advisory Services
Georgia
$6K +$732 +15 +15%
SIS
202
Sound Income Strategies
Florida
$4.87K – – –
AssetMark Inc
203
AssetMark Inc
California
$2K – – –
HNB
204
Huntington National Bank
Ohio
$2K – – –
PNC Financial Services Group
205
PNC Financial Services Group
Pennsylvania
$1K – – –
SFA
206
Semmax Financial Advisors
North Carolina
$1K – – –
Citadel Advisors
207
Citadel Advisors
Florida
– -$38.7M -794,803 Closed
Verition Fund Management
208
Verition Fund Management
Connecticut
– -$4.32M -88,565 Closed
AAM
209
Ascension Asset Management
New York
– -$3.95M -81,100 Closed
M&T Bank
210
M&T Bank
New York
– -$1.53M -31,494 Closed
LGA
211
Lebenthal Global Advisors
New York
– -$523K -10,750 Closed
SF
212
Synovus Financial
Georgia
– -$511K -10,503 Closed
CWM
213
Connecticut Wealth Management
Connecticut
– -$357K -7,320 Closed
RIA
214
Regal Investment Advisors
Michigan
– -$323K -6,622 Closed
RA
215
RFG Advisory
Alabama
– -$269K -5,486 Closed
SW
216
SteelPeak Wealth
California
– -$240K -4,923 Closed
KC
217
Kinloch Capital
Virginia
– -$85K -1,754 Closed
Deutsche Bank
218
Deutsche Bank
Germany
– -$46K -947 Closed
ICP
219
Interchange Capital Partners
Pennsylvania
– -$32K -660 Closed
TRCT
220
Tower Research Capital (TRC)
New York
– -$14K -293 Closed
OIM
221
Oder Investment Management
California
– -$10K -212 Closed
MIM
222
Merrion Investment Management
New Jersey
– -$7K -145 Closed
CAAS
223
Capital Asset Advisory Services
Michigan
– -$5K -105 Closed
OC
224
Oakworth Capital
Alabama
– -$5K -96 Closed
GWMIA
225
Global Wealth Management Investment Advisory
Florida
– -$2K -36 Closed