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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
AI
151
Atria Investments
North Carolina
– -$4.76M -97,535 Closed
US Bancorp
152
US Bancorp
Minnesota
– -$2.66M -54,596 Closed
Manulife (Manufacturers Life Insurance)
153
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$2.28M -46,738 Closed
IAA
154
Independent Advisor Alliance
North Carolina
– -$1.51M -30,972 Closed
CS
155
Credit Suisse
Switzerland
– -$1.49M -30,545 Closed
RW
156
RVW Wealth
California
– -$1.29M -26,365 Closed
VAS
157
Vestmark Advisory Solutions
Massachusetts
– -$304K -16,180 Closed
Baird Financial Group
158
Baird Financial Group
Wisconsin
– -$652K -13,358 Closed
VCM
159
Virtue Capital Management
Tennessee
– -$623K -12,761 Closed
AP
160
Americana Partners
Texas
– -$383K -7,861 Closed
CL
161
Cabana LLC
Arkansas
– -$341K -6,985 Closed
SW
162
SteelPeak Wealth
California
– -$317K -6,500 Closed
TFA
163
Teamwork Financial Advisors
Texas
– -$283K -5,806 Closed
RIA
164
Regal Investment Advisors
Michigan
– -$269K -5,512 Closed
JWCA
165
J.W. Cole Advisors
Florida
– -$264K -5,420 Closed
BWCS
166
Beirne Wealth Consulting Services
Connecticut
– -$249K -5,100 Closed
FHC
167
First Heartland Consultants
Missouri
– -$246K -5,032 Closed
GLA
168
Good Life Advisors
Pennsylvania
– -$230K -4,653 Closed
HighTower Advisors
169
HighTower Advisors
Illinois
– -$205K -4,226 Closed
CA
170
Cambridge Advisors
Nebraska
– -$206K -4,219 Closed
VCM
171
Vigilant Capital Management
Maine
– -$89K -1,830 Closed
ACM
172
Anfield Capital Management
California
– -$46K -938 Closed
RIA
173
Realta Investment Advisors
Delaware
– -$23K -472 Closed
NC
174
NewSquare Capital
Pennsylvania
– -$13K -261 Closed
Fidelity Investments
175
Fidelity Investments
Massachusetts
– +$47 +1 New
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7
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