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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
126
JP Morgan Chase
New York
$5K -$29.2K -618 -86%
SIS
127
Sound Income Strategies
Florida
$5K – – –
RFM
128
Royal Fund Management
Florida
$2K -$2.73M -57,797 -100%
FHA
129
Flagship Harbor Advisors
Massachusetts
$2K – – –
CRWM
130
Castle Rock Wealth Management
California
$1K +$515K +10,925 New
HI
131
Horizon Investments
North Carolina
– -$41.2M -918,509 Closed
PI
132
PFS Investments
Georgia
– -$14.7M -315,213 Closed
OMC
133
Old Mission Capital
Illinois
– -$10M -224,049 Closed
BCM
134
Brookstone Capital Management
Illinois
– -$2.77M -61,664 Closed
Susquehanna International Group
135
Susquehanna International Group
Pennsylvania
– -$2.37M -52,838 Closed
TSS
136
Two Sigma Securities
New York
– -$845K -18,833 Closed
PWPS
137
Pinnacle Wealth Planning Services
Ohio
– -$644K -14,348 Closed
IWM
138
IHT Wealth Management
Illinois
– -$609K -13,568 Closed
State of Tennessee, Department of Treasury
139
State of Tennessee, Department of Treasury
Tennessee
– -$498K -11,100 Closed
RCG
140
Ruggie Capital Group
Florida
– -$437K -9,750 Closed
FTUS
141
Flow Traders U.S.
New York
– -$403K -8,984 Closed
FFS
142
Founders Financial Securities
Maryland
– -$295K -6,581 Closed
SPC
143
Sigma Planning Corp
Michigan
– -$281K -6,275 Closed
HF
144
HRT Financial
New York
– -$278K -6,200 Closed
TFA
145
Transamerica Financial Advisors
Florida
– -$155K -3,444 Closed
BAM
146
Belpointe Asset Management
Nevada
– -$108K -2,408 Closed
MOS
147
MGO One Seven
Ohio
– -$78K -1,754 Closed
KCM
148
Karp Capital Management
California
– -$19K -420 Closed
TWA
149
TCI Wealth Advisors
Arizona
– -$11K -245 Closed
CBT
150
Capital Bank & Trust
California
– -$10K -230 Closed
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