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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
IWM
126
IHT Wealth Management
Illinois
$4K – – –
AIS
127
Accurate Investment Solutions
Pennsylvania
$3K – – –
Bank of Montreal
128
Bank of Montreal
Ontario, Canada
– -$3.73M -76,881 Closed
Susquehanna International Group
129
Susquehanna International Group
Pennsylvania
– -$3.28M -67,470 Closed
IH
130
IFC Holdings
Florida
– -$2.73M -56,228 Closed
FPCP
131
Fort Point Capital Partners
California
– -$1.7M -34,858 Closed
Renaissance Technologies
132
Renaissance Technologies
New York
– -$1.46M -30,100 Closed
SS
133
Simplicity Solutions
Minnesota
– -$1.04M -21,387 Closed
Bank of New York Mellon
134
Bank of New York Mellon
New York
– -$396K -8,162 Closed
SI
135
SII Investments
Wisconsin
– -$338K -6,945 Closed
VF
136
Virtu Financial
New York
– -$333K -6,854 Closed
TSS
137
Two Sigma Securities
New York
– -$273K -5,616 Closed
Citadel Advisors
138
Citadel Advisors
Florida
– -$251K -5,170 Closed
LF
139
Lee Financial
Texas
– -$106K -2,178 Closed
CA
140
Calton & Associates
Florida
– -$13K -276 Closed
CPA
141
Clear Perspective Advisors
Illinois
– -$10K -198 Closed