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First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HAS
76
HBW Advisory Services
California
$1.07M +$111K +2,442 +12%
IA
77
IFP Advisors
Florida
$1.04M +$226K +4,968 +28%
PFA
78
Plotkin Financial Advisors
Maryland
$991K +$756K +16,639 +334%
CIAS
79
Capital Investment Advisory Services
North Carolina
$972K +$28.4K +625 +3%
CFGS
80
Concourse Financial Group Securities
Alabama
$914K +$439K +9,657 +94%
WI
81
Wintrust Investments
Illinois
$877K +$96K +2,113 +12%
Goldman Sachs
82
Goldman Sachs
New York
$862K +$854K +18,800 New
KA
83
Kovack Advisors
Florida
$823K +$270K +5,950 +50%
CRWM
84
Castle Rock Wealth Management
California
$815K +$29.1K +641 +4%
OC
85
Oppenheimer & Co
New York
$814K +$286K +6,303 +55%
M&T Bank
86
M&T Bank
New York
$791K +$449K +9,883 +134%
AAS
87
Avantax Advisory Services
Texas
$757K -$476K -10,492 -39%
RIG
88
Ramiah Investment Group
Wisconsin
$737K +$268K +5,893 +58%
GWM
89
Geneos Wealth Management
Colorado
$726K +$38.1K +840 +6%
FAIM
90
Financial Advocates Investment Management
Washington
$650K +$71.3K +1,571 +12%
WIA
91
Wealthstreet Investment Advisors
Texas
$647K +$118K +2,600 +23%
SI
92
Stephens Inc
Arkansas
$609K -$35.5K -782 -6%
SW
93
SkyOak Wealth
Michigan
$599K -$47.3K -1,041 -7%
CCFM
94
Clear Creek Financial Management
Washington
$569K -$16.6K -365 -3%
SWA
95
Stratos Wealth Advisors
Ohio
$523K +$518K +11,410 New
Millennium Management
96
Millennium Management
New York
$519K +$514K +11,320 New
CA
97
Cetera Advisors
Colorado
$513K +$508K +11,193 New
LA
98
LexAurum Advisors
Kansas
$507K +$8.81K +194 +2%
MA
99
Mutual Advisors
Nebraska
$487K +$24.3K +535 +5%
SPC
100
Sigma Planning Corp
Michigan
$462K +$133K +2,923 +41%