GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

49 hedge funds and large institutions have $138M invested in Guggenheim Active Allocation Fund in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
8
Increased
17
Reduced
14
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$4.95M
2
AAM
Advisors Asset Management
Colorado
$8.06M
3
RJA
Raymond James & Associates
Florida
$4.13M
4
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$1.13M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$2.96M

Top Sellers

1
AW
Atlas Wealth
Ohio
$0
2
BRWA
B. Riley Wealth Advisors
Florida
$303K
3
1CP
1607 Capital Partners
Virginia
$0
4
Bank of America
Bank of America
North Carolina
$9.93M
5
USCWA
U.S. Capital Wealth Advisors
Texas
$444K
Name Holding Trade Value Shares
Change 		Shares
Change %
1CP
51
1607 Capital Partners
Virginia
– -$1.19M -80,004 Closed
HighTower Advisors
52
HighTower Advisors
Illinois
– -$535K -36,004 Closed
Corient Private Wealth
53
Corient Private Wealth
Florida
– -$396K -26,514 Closed
TSS
54
Two Sigma Securities
New York
– -$173K -11,574 Closed
LPL Financial
55
LPL Financial
California
– -$166K -11,088 Closed
NA
56
NewEdge Advisors
Louisiana
– -$31.5K -2,113 Closed
Bessemer Group
57
Bessemer Group
New Jersey
– -$15K -1,016 Closed
BBPWM
58
Blue Bell Private Wealth Management
Pennsylvania
– -$8.99K -602 Closed
CP
59
Castleview Partners
Texas
– -$4.45K -298 Closed
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