Guggenheim Active Allocation Fund
GUG
49 hedge funds and large institutions have $138M invested in Guggenheim Active Allocation Fund in 2024 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 10 closing their positions.
21% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 14
10% more capital invested
Capital invested by funds: $126M → $138M (+$12.2M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.11% less ownership
Funds ownership: 25.57% → 25.46% (-0.11%)
4% less funds holding
Funds holding: 51 → 49 (-2)
20% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Penserra Capital Management
Orinda,
California
|
+$4.71M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.64M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.28M |
| 4 |
Kovitz Investment Group Partners
Chicago,
Illinois
|
+$1.09M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$794K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AW
Atlas Wealth
Cincinnati,
Ohio
|
-$4.41M |
| 2 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$1.45M |
| 3 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$1.19M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$1.12M |
| 5 |
USCWA
U.S. Capital Wealth Advisors
Austin,
Texas
|
-$722K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1CP
51
1607 Capital Partners
Richmond,
Virginia
| – | -$1.19M | -80,004 | Closed |
|
52
HighTower Advisors
Chicago,
Illinois
| – | -$535K | -36,004 | Closed |
|
53
Corient Private Wealth
Miami,
Florida
| – | -$396K | -26,514 | Closed |
|
|
TSS
54
Two Sigma Securities
New York
| – | -$173K | -11,574 | Closed |
|
55
LPL Financial
San Diego,
California
| – | -$166K | -11,088 | Closed |
|
|
NA
56
NewEdge Advisors
New Orleans,
Louisiana
| – | -$31.5K | -2,113 | Closed |
|
57
Bessemer Group
Woodbridge,
New Jersey
| – | -$15K | -1,016 | Closed |
|
|
BBPWM
58
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| – | -$9.47K | -602 | Closed |
|
|
CP
59
Castleview Partners
Dallas,
Texas
| – | -$4.45K | -298 | Closed |
|
GUG Hedge Fund Activity: Q3 2024 in Review
49 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q3 2024, worth a combined $138M — up 9.7% from $126M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of GUG and 8 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 17 added.
The largest buyer was Penserra Capital Management, opening a new position worth an estimated $4.71M. The largest seller was Atlas Wealth, exiting entirely with an estimated $4.41M sold.
- 49 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q3 2024, down from 51 in Q2 2024.
- Funds reported $138M of Guggenheim Active Allocation Fund stock for Q3 2024, up 9.7% quarter-over-quarter.
- 8 funds opened new Guggenheim Active Allocation Fund positions in Q3 2024 and 10 closed out, a net change of -2 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q3 2024 was Penserra Capital Management, an estimated $4.71M added.
- The largest Guggenheim Active Allocation Fund seller in Q3 2024 was Atlas Wealth, an estimated $4.41M sold.
Based on aggregated 13F filings for Q3 2024.