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GUG

Guggenheim Active Allocation Fund
GUG

37 hedge funds and large institutions have $122M invested in Guggenheim Active Allocation Fund in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more capital invested

Capital invested by funds: $116M → $122M (+$6.08M)

3% more funds holding

Funds holding: 36 → 37 (+1)

0.68% more ownership

Funds ownership: 25.35% → 26.03% (+0.68%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
20
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$4.45M
2
Cohen & Steers
Cohen & Steers
New York
+$2.63M
3
SCM
Saba Capital Management
New York
+$1.24M
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$810K
5
Osaic Holdings
Osaic Holdings
Arizona
+$686K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$4.37M
2
LSC
Logan Stone Capital
Illinois
-$1.6M
3
NA
Nordwand Advisors
Pennsylvania
-$1.34M
4
Morgan Stanley
Morgan Stanley
New York
-$496K
5
IA
IFG Advisory
Georgia
-$211K
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
26
Davenport & Co
Virginia
$357K +$34.9K +2,504 +11%
AWA
27
Arete Wealth Advisors
Illinois
$296K -$8.08K -579 -3%
Stifel Financial
28
Stifel Financial
Missouri
$285K +$21.2K +1,518 +8%
KWM
29
Kingsview Wealth Management
Oregon
$227K +$73.7K +5,280 +50%
ACIM
30
Azimuth Capital Investment Management
Michigan
$215K +$209K +15,000 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$208K +$20.4K +1,465 +11%
UBS Group
32
UBS Group
Switzerland
$139K -$21.8K -1,562 -14%
GWM
33
Geneos Wealth Management
Colorado
$21.5K – – –
HI
34
Harbour Investments
Wisconsin
$21.5K – – –
IA
35
IFP Advisors
Florida
$17.9K +$17.4K +1,250 New
Bessemer Group
36
Bessemer Group
New Jersey
$15K +$3.79K +272 +34%
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$8.62K +$8.37K +600 New
IA
38
IFG Advisory
Georgia
– -$211K -15,000 Closed
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
– -$191K -13,580 Closed
1
2

GUG Hedge Fund Activity: Q2 2023 in Review

37 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q2 2023, worth a combined $122M — up 5.2% from $116M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GUG positions and 2 closed out — a net gain of 1 holder — while 20 added to existing stakes and 12 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $4.45M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.37M.

  • 37 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q2 2023, up from 36 in Q1 2023.
  • Funds reported $122M of Guggenheim Active Allocation Fund stock for Q2 2023, up 5.2% quarter-over-quarter.
  • 3 funds opened new Guggenheim Active Allocation Fund positions in Q2 2023 and 2 closed out, a net change of +1 holder.
  • The largest Guggenheim Active Allocation Fund buyer in Q2 2023 was Guggenheim Capital, an estimated $4.45M added.
  • The largest Guggenheim Active Allocation Fund seller in Q2 2023 was Rivernorth Capital Management, an estimated $4.37M sold.

Based on aggregated 13F filings for Q2 2023.