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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

154 hedge funds and large institutions have $401M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

629% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 7

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

55% more capital invested

Capital invested by funds: $260M → $401M (+$142M)

38% more funds holding

Funds holding: 112 → 154 (+42)

2.56% more ownership

Funds ownership: 46.87% → 49.44% (+2.6%)

Holders
154
Holders Change
+42
Holders Change %
+37.5%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
51
Increased
63
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IFG
Independent Financial Group
California
+$35.2M
2
Morgan Stanley
Morgan Stanley
New York
+$11.8M
3
Bank of America
Bank of America
North Carolina
+$8.65M
4
LPL Financial
LPL Financial
California
+$6.4M
5
MD
Money Design
Japan
+$6.16M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$6.27M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.45M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.79M
4
3AM
3EDGE Asset Management
Florida
-$1.15M
5
BCM
Barometer Capital Management
Ontario, Canada
-$443K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
126
Parallel Advisors
California
$50K +$48.9K +486 New
FDCDDQ
127
Federation des caisses Desjardins du Quebec
Quebec, Canada
$45.2K – – –
Rockefeller Capital Management
128
Rockefeller Capital Management
New York
$40K +$101 +1 +0.3%
TC
129
TAP Consulting
Missouri
$39K +$38.3K +381 New
SWM
130
Spire Wealth Management
Virginia
$38K +$37.3K +371 New
PFGIA
131
Patriot Financial Group Insurance Agency
Massachusetts
$37K – – –
TSWM
132
Tyler-Stone Wealth Management
Ohio
$36K +$35.2K +350 New
BCV
133
Banque Cantonale Vaudoise
Switzerland
$33K +$8.55K +85 +36%
PB
134
Pinnacle Bancorp
Nebraska
$30K – – –
TFGT
135
TS Financial Group (TSFG)
Illinois
$27K – – –
GWSG
136
GPS Wealth Strategies Group
Colorado
$22K – – –
MA
137
MUFG Americas
New York
$22K +$21.7K +216 New
US Bancorp
138
US Bancorp
Minnesota
$15K – – –
FMP
139
Financial Management Professionals
Texas
$14K -$13.3K -132 -50%
LFG
140
Larson Financial Group
Missouri
$12K – – –
NFG
141
Next Financial Group
Texas
$12K +$11.1K +110 New
TWC
142
TD Waterhouse Canada
Ontario, Canada
$11.4K +$11.1K +110 New
Bank of Montreal
143
Bank of Montreal
Ontario, Canada
$11K – – –
MIFH
144
Migdal Insurance & Financial Holdings
Israel
$11K – – –
BAM
145
Bellevue Asset Management
Washington
$9K – – –
CWS
146
Confluence Wealth Services
Pennsylvania
$9K +$9.56K +95 New
Fidelity Investments
147
Fidelity Investments
Massachusetts
$8K +$6.44K +64 +457%
AIP
148
Ameritas Investment Partners
Nebraska
$6K +$6.54K +65 New
FHC
149
First Heartland Consultants
Missouri
$5.57K +$502K +4,991 +10%
FRA
150
Front Row Advisors
California
$4K – – –
3 4 5
6
7

GRID Hedge Fund Activity: Q4 2021 in Review

154 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2021, worth a combined $401M — up 55% from $260M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new GRID positions and 7 closed out — a net gain of 44 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Independent Financial Group, opening a new position worth an estimated $35.2M. The largest seller was Jane Street, cutting an estimated $6.27M.

  • 154 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2021, up from 112 in Q3 2021.
  • Funds reported $401M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2021, up 55% quarter-over-quarter.
  • 51 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2021 and 7 closed out, a net change of +44 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2021 was Independent Financial Group, an estimated $35.2M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2021 was Jane Street, an estimated $6.27M sold.

Based on aggregated 13F filings for Q4 2021.