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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

157 hedge funds and large institutions have $354M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2023 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 50 increasing their positions, 53 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

9% more capital invested

Capital invested by funds: $326M → $354M (+$28.5M)

5% more funds holding

Funds holding: 150 → 157 (+7)

6% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 53

1.64% less ownership

Funds ownership: 52.54% → 50.9% (-1.6%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
157
Holders Change
+7
Holders Change %
+4.67%
% of All Funds
2.5%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
21
Increased
50
Reduced
53
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
B
Barings
North Carolina
+$9.55M
2
Citadel Advisors
Citadel Advisors
Florida
+$4.49M
3
UBS Group
UBS Group
Switzerland
+$4.42M
4
Morgan Stanley
Morgan Stanley
New York
+$4.31M
5
Wells Fargo
Wells Fargo
California
+$4.01M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$12.6M
2
IWM
IHT Wealth Management
Illinois
-$5.41M
3
AOG
Alpha Omega Group
Virginia
-$2.82M
4
MD
Money Design
Japan
-$2.75M
5
OMC
Old Mission Capital
Illinois
-$2.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
PIA
101
Perennial Investment Advisors
California
$216K +$208K +2,210 New
CA
102
Cambridge Advisors
Nebraska
$206K +$199K +2,114 New
PFS
103
Prospera Financial Services
Texas
$206K +$198K +2,110 New
GWP
104
Gateway Wealth Partners
Wisconsin
$205K +$197K +2,099 New
SC
105
Scotia Capital
Ontario, Canada
$203K -$782K -8,326 -80%
CAL
106
Capital Analysts LLC
Pennsylvania
$203K +$37K +394 +23%
LFAS
107
Level Four Advisory Services
Texas
$200K +$193K +2,050 New
CCA
108
Catalyst Capital Advisors
New York
$198K -$21.8K -232 -10%
MRC
109
Millburn Ridgefield Corp
New York
$198K -$21.8K -232 -10%
CF
110
Centaurus Financial
California
$162K +$20.8K +221 +15%
SPIA
111
Steward Partners Investment Advisory
New York
$145K +$5.54K +59 +4%
PTC
112
Private Trust Company
Ohio
$135K – – –
BTI
113
Blue Trust Inc
Georgia
$119K – – –
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$113K – – –
GWM
115
Geneos Wealth Management
Colorado
$87.9K – – –
IA
116
IFP Advisors
Florida
$77.7K -$32.9K -350 -19%
MWM
117
Mascoma Wealth Management
New Hampshire
$76.8K +$3.57K +38 +5%
Northwestern Mutual Wealth Management
118
Northwestern Mutual Wealth Management
Wisconsin
$68.4K +$35.8K +381 +119%
GRP
119
Global Retirement Partners
California
$51.6K +$28.5K +303 +130%
Fidelity Investments
120
Fidelity Investments
Massachusetts
$49K +$8.45K +90 +22%
AF
121
Allworth Financial
California
$47.9K – – –
CFGS
122
Concourse Financial Group Securities
Alabama
$46.6K -$5.45K -58 -11%
CSPIA
123
Cary Street Partners Investment Advisory
Virginia
$43K – – –
FDCDDQ
124
Federation des caisses Desjardins du Quebec
Quebec, Canada
$43K – – –
VFA
125
Values First Advisors
Tennessee
$42.6K +$40.9K +436 New
3 4
5
6 7

GRID Hedge Fund Activity: Q1 2023 in Review

157 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q1 2023, worth a combined $354M — up 8.7% from $326M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new GRID positions and 12 closed out — a net gain of 9 holders — while 50 added to existing stakes and 53 trimmed.

The largest buyer was Barings, opening a new position worth an estimated $9.55M. The largest seller was Jane Street, cutting an estimated $12.6M.

  • 157 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q1 2023, up from 150 in Q4 2022.
  • Funds reported $354M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q1 2023, up 8.7% quarter-over-quarter.
  • 21 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q1 2023 and 12 closed out, a net change of +9 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q1 2023 was Barings, an estimated $9.55M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q1 2023 was Jane Street, an estimated $12.6M sold.

Based on aggregated 13F filings for Q1 2023.