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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

154 hedge funds and large institutions have $401M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

629% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 7

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

55% more capital invested

Capital invested by funds: $260M → $401M (+$142M)

38% more funds holding

Funds holding: 112 → 154 (+42)

2.56% more ownership

Funds ownership: 46.87% → 49.44% (+2.6%)

Holders
154
Holders Change
+42
Holders Change %
+37.5%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
51
Increased
63
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IFG
Independent Financial Group
California
+$35.2M
2
Morgan Stanley
Morgan Stanley
New York
+$11.8M
3
Bank of America
Bank of America
North Carolina
+$8.65M
4
LPL Financial
LPL Financial
California
+$6.4M
5
MD
Money Design
Japan
+$6.16M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$6.27M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.45M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.79M
4
3AM
3EDGE Asset Management
Florida
-$1.15M
5
BCM
Barometer Capital Management
Ontario, Canada
-$443K
Name Holding Trade Value Shares
Change 		Change in
Stake
WWM
76
Western Wealth Management
Colorado
$497K +$489K +4,857 New
CWA
77
Clarus Wealth Advisors
Arizona
$492K -$33.9K -337 -6%
ED
78
Exane Derivatives
France
$488K +$119K +1,183 +33%
Jane Street
79
Jane Street
New York
$486K -$6.27M -62,271 -93%
VWA
80
V Wealth Advisors
Kansas
$480K +$114K +1,130 +32%
CIAS
81
Capital Investment Advisory Services
North Carolina
$475K -$4.03K -40 -0.9%
EDRH
82
Edmond de Rothschild Holding
Switzerland
$455K – – –
Carson Wealth (CWM LLC)
83
Carson Wealth (CWM LLC)
Nebraska
$455K +$446K +4,428 New
CIBC World Market
84
CIBC World Market
Ontario, Canada
$440K +$80.8K +803 +23%
PWA
85
PCG Wealth Advisors
Kansas
$429K +$419K +4,168 New
PFS
86
Prospera Financial Services
Texas
$416K +$407K +4,048 New
FFN
87
Focus Financial Network
Minnesota
$407K +$399K +3,966 New
SIC
88
Salem Investment Counselors
North Carolina
$402K +$50.8K +505 +15%
IAIM
89
International Assets Investment Management
Florida
$364K +$89K +884 +33%
Vontobel Holding
90
Vontobel Holding
Switzerland
$360K +$101K +1,000 +40%
VCM
91
Virtue Capital Management
Tennessee
$349K +$342K +3,398 New
National Bank of Canada
92
National Bank of Canada
Quebec, Canada
$337K +$330K +3,284 New
CFG
93
Cooper Financial Group
California
$335K +$328K +3,261 New
VCM
94
Vivaldi Capital Management
Illinois
$332K – – –
JWCA
95
J.W. Cole Advisors
Florida
$329K +$323K +3,209 New
HIP
96
HUB Investment Partners
Texas
$320K +$313K +3,112 New
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
$303K +$273K +2,717 +1,151%
GIA
98
Gladstone Institutional Advisory
Florida
$299K +$293K +2,914 New
SAM
99
Synergy Asset Management
Washington
$296K +$290K +2,886 New
WP
100
Wealthspan Partners
Iowa
$294K +$288K +2,865 New
2 3
4
5 6

GRID Hedge Fund Activity: Q4 2021 in Review

154 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2021, worth a combined $401M — up 55% from $260M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new GRID positions and 7 closed out — a net gain of 44 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Independent Financial Group, opening a new position worth an estimated $35.2M. The largest seller was Jane Street, cutting an estimated $6.27M.

  • 154 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2021, up from 112 in Q3 2021.
  • Funds reported $401M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2021, up 55% quarter-over-quarter.
  • 51 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2021 and 7 closed out, a net change of +44 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2021 was Independent Financial Group, an estimated $35.2M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2021 was Jane Street, an estimated $6.27M sold.

Based on aggregated 13F filings for Q4 2021.