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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

112 hedge funds and large institutions have $260M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 57 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

418% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 11

170% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 10

26% more capital invested

Capital invested by funds: $206M → $260M (+$53.8M)

17% more funds holding

Funds holding: 96 → 112 (+16)

1.18% less ownership

Funds ownership: 48.05% → 46.87% (-1.2%)

Holders
112
Holders Change
+16
Holders Change %
+16.67%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
57
Reduced
11
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$9.88M
2
Morgan Stanley
Morgan Stanley
New York
+$7.29M
3
Wells Fargo
Wells Fargo
California
+$7.02M
4
LPL Financial
LPL Financial
California
+$6.45M
5
3F
360 Financial
Minnesota
+$6.2M

Top Sellers

1
Jane Street
Jane Street
New York
-$12.1M
2
HT
HAP Trading
New York
-$3.93M
3
HF
HRT Financial
New York
-$1.74M
4
LFAS
Level Four Advisory Services
Texas
-$1.44M
5
ARC
Advisor Resource Council
Texas
-$641K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$231K +$241K +2,498 New
MML Investors Services
77
MML Investors Services
Massachusetts
$229K +$238K +2,469 New
Wolverine Trading
78
Wolverine Trading
Illinois
$215K +$221K +2,297 New
William Blair & Company
79
William Blair & Company
Illinois
$152K – – –
IA
80
IFP Advisors
Florida
$150K +$86.3K +895 +130%
LC
81
Lindbrook Capital
California
$144K +$145K +1,500 +3,000%
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$131K – – –
Koshinski Asset Management
83
Koshinski Asset Management
Illinois
$126K +$131K +1,360 New
CCA
84
Catalyst Capital Advisors
New York
$107K -$30.5K -316 -21%
MRC
85
Millburn Ridgefield Corp
New York
$107K -$30.5K -316 -21%
CFGS
86
Concourse Financial Group Securities
Alabama
$90K +$64.1K +665 +220%
GWM
87
Geneos Wealth Management
Colorado
$74K – – –
SPIA
88
Steward Partners Investment Advisory
New York
$68K -$16.4K -170 -19%
JCM
89
Jacobi Capital Management
Pennsylvania
$65K +$32.5K +337 +93%
TWM
90
Tradition Wealth Management
Minnesota
$54K +$96 +1 +0.2%
CI Investments Inc
91
CI Investments Inc
Ontario, Canada
$44K +$45.8K +475 New
FDCDDQ
92
Federation des caisses Desjardins du Quebec
Quebec, Canada
$40.7K +$19.3K +200 +83%
Rockefeller Capital Management
93
Rockefeller Capital Management
New York
$36K +$38.3K +397 New
PFGIA
94
Patriot Financial Group Insurance Agency
Massachusetts
$33K – – –
PB
95
Pinnacle Bancorp
Nebraska
$27K +$13K +135 +84%
TFGT
96
TS Financial Group (TSFG)
Illinois
$24K – – –
FMP
97
Financial Management Professionals
Texas
$24K +$25.4K +264 New
BCV
98
Banque Cantonale Vaudoise
Switzerland
$22K – – –
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$22K +$22.7K +236 New
GWSG
100
GPS Wealth Strategies Group
Colorado
$19K – – –
1 2 3
4
5

GRID Hedge Fund Activity: Q3 2021 in Review

112 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2021, worth a combined $260M — up 26% from $206M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new GRID positions and 10 closed out — a net gain of 17 holders — while 57 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $9.88M. The largest seller was Jane Street, cutting an estimated $12.1M.

  • 112 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2021, up from 96 in Q2 2021.
  • Funds reported $260M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2021, up 26% quarter-over-quarter.
  • 27 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2021 and 10 closed out, a net change of +17 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2021 was Bank of America, an estimated $9.88M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2021 was Jane Street, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.