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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

112 hedge funds and large institutions have $260M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 57 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

418% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 11

170% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 10

26% more capital invested

Capital invested by funds: $206M → $260M (+$53.8M)

17% more funds holding

Funds holding: 96 → 112 (+16)

1.18% less ownership

Funds ownership: 48.05% → 46.87% (-1.2%)

Holders
112
Holders Change
+16
Holders Change %
+16.67%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
57
Reduced
11
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$9.88M
2
Morgan Stanley
Morgan Stanley
New York
+$7.29M
3
Wells Fargo
Wells Fargo
California
+$7.02M
4
LPL Financial
LPL Financial
California
+$6.45M
5
3F
360 Financial
Minnesota
+$6.2M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$12.1M
2
HT
HAP Trading
New York
-$3.93M
3
HF
HRT Financial
New York
-$1.74M
4
LFAS
Level Four Advisory Services
Texas
-$1.44M
5
ARC
Advisor Resource Council
Texas
-$641K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFEC
51
Benjamin F. Edwards & Company
Missouri
$691K +$83.3K +864 +13%
FANJ
52
Financial Architects (New Jersey)
New Jersey
$667K +$279K +2,890 +67%
WCM
53
WealthBridge Capital Management
Ohio
$600K +$291K +3,019 +87%
HighTower Advisors
54
HighTower Advisors
Illinois
$561K -$159K -1,652 -21%
PGAM
55
Princeton Global Asset Management
New Jersey
$543K +$289 +3 +0.1%
D
56
Diversified
Delaware
$542K +$26.9K +279 +5%
OIA
57
OneDigital Investment Advisors
Kansas
$519K +$135K +1,399 +33%
CWA
58
Clarus Wealth Advisors
Arizona
$484K -$6.65K -69 -1%
AWM
59
AE Wealth Management
Kansas
$468K +$231K +2,399 +91%
FEM
60
Fulcrum Equity Management
Texas
$467K +$486K +5,042 New
CIAS
61
Capital Investment Advisory Services
North Carolina
$432K -$50.1K -520 -10%
CCFM
62
Clear Creek Financial Management
Washington
$412K -$4.43K -46 -1%
Renaissance Technologies
63
Renaissance Technologies
New York
$411K +$428K +4,437 New
EDRH
64
Edmond de Rothschild Holding
Switzerland
$409K – – –
ED
65
Exane Derivatives
France
$331K +$344K +3,571 New
VWA
66
V Wealth Advisors
Kansas
$329K +$82.8K +859 +32%
CIBC World Market
67
CIBC World Market
Ontario, Canada
$322K +$335K +3,480 New
SIC
68
Salem Investment Counselors
North Carolina
$316K +$207K +2,150 +171%
SPC
69
Sigma Planning Corp
Michigan
$310K +$87.4K +907 +37%
VCM
70
Vivaldi Capital Management
Illinois
$300K – – –
IF
71
Intrua Financial
Texas
$279K – – –
DI
72
DFPG Investments
Utah
$256K – – –
ECA
73
Elevated Capital Advisors
Utah
$246K +$256K +2,656 New
IAIM
74
International Assets Investment Management
Florida
$246K +$256K +2,659 New
Vontobel Holding
75
Vontobel Holding
Switzerland
$232K +$241K +2,500 New
1 2
3
4 5

GRID Hedge Fund Activity: Q3 2021 in Review

112 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2021, worth a combined $260M — up 26% from $206M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new GRID positions and 10 closed out — a net gain of 17 holders — while 57 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $9.88M. The largest seller was Jane Street, cutting an estimated $12.1M.

  • 112 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2021, up from 96 in Q2 2021.
  • Funds reported $260M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2021, up 26% quarter-over-quarter.
  • 27 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2021 and 10 closed out, a net change of +17 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2021 was Bank of America, an estimated $9.88M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2021 was Jane Street, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.