Guggenheim Strategic Opportunities Fund
126 hedge funds and large institutions have $280M invested in Guggenheim Strategic Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 64 increasing their positions, 33 reducing their positions, and 6 closing their positions.
94% more repeat investments, than reductions
Existing positions increased: 64 | Existing positions reduced: 33
83% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 6
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
3% more funds holding
Funds holding: 122 → 126 (+4)
0.98% more ownership
Funds ownership: 15.95% → 16.93% (+0.98%)
2% less capital invested
Capital invested by funds: $285M → $280M (-$4.34M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$4.47M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$3.8M |
| 3 |
Morgan Stanley
New York
|
+$3.21M |
| 4 |
LPL Financial
San Diego,
California
|
+$2.77M |
| 5 |
VCP
Verus Capital Partners
Scottsdale,
Arizona
|
+$1.99M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$1.78M |
| 2 |
AWS
Atria Wealth Solutions
New York
|
-$1.77M |
| 3 |
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
-$1.16M |
| 4 |
Northern Trust
Chicago,
Illinois
|
-$914K |
| 5 |
MA
Mutual Advisors
Omaha,
Nebraska
|
-$563K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Citigroup
New York
| $15 | – | – | – |
|
|
HNB
127
Huntington National Bank
Columbus,
Ohio
| $15 | – | – | – |
|
|
AAM
128
Advisors Asset Management
Monument,
Colorado
| – | -$1.78M | -112,203 | Closed |
|
|
AWA
129
Arete Wealth Advisors
Chicago,
Illinois
| – | -$335K | -21,062 | Closed |
|
|
SC
130
Sykon Capital
Harrison,
New York
| – | -$269K | -16,888 | Closed |
|
131
KeyBank National Association
Cleveland,
Ohio
| – | -$253K | -15,920 | Closed |
|
|
CCG
132
Capital CS Group
Irvine,
California
| – | -$214K | -13,472 | Closed |
|
|
KA
133
Kovack Advisors
Ft. Lauderdale,
Florida
| – | -$184K | -11,582 | Closed |
|
GOF Hedge Fund Activity: Q3 2023 in Review
126 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2023, worth a combined $280M — down 1.5% from $285M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new GOF positions and 6 closed out — a net gain of 5 holders — while 64 added to existing stakes and 33 trimmed.
The largest buyer was UBS Group, adding an estimated $4.47M. The largest seller was Advisors Asset Management, exiting entirely with an estimated $1.78M sold.
- 126 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2023, up from 122 in Q2 2023.
- Funds reported $280M of Guggenheim Strategic Opportunities Fund stock for Q3 2023, down 1.5% quarter-over-quarter.
- 11 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2023 and 6 closed out, a net change of +5 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2023 was UBS Group, an estimated $4.47M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2023 was Advisors Asset Management, an estimated $1.78M sold.
Based on aggregated 13F filings for Q3 2023.