Guggenheim Strategic Opportunities Fund
55 hedge funds and large institutions have $88M invested in Guggenheim Strategic Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 9 reducing their positions, and 5 closing their positions.
167% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 9
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
4% more funds holding
Funds holding: 53 → 55 (+2)
0.69% less ownership
Funds ownership: 13.19% → 12.5% (-0.69%)
3% less capital invested
Capital invested by funds: $90.4M → $88M (-$2.38M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.43M |
| 2 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$846K |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$738K |
| 4 |
Invesco
Atlanta,
Georgia
|
+$456K |
| 5 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
+$447K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cohen & Steers
New York
|
-$1.54M |
| 2 |
MML Investors Services
Springfield,
Massachusetts
|
-$1.33M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$1.21M |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$1.08M |
| 5 |
PCIA
Prime Capital Investment Advisors
Overland Park,
Kansas
|
-$88.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PFGIA
51
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $10K | – | – | – |
|
|
FHA
52
First Horizon Advisors
Memphis,
Tennessee
| $9K | – | – | – |
|
|
GRP
53
Global Retirement Partners
San Rafael,
California
| $8K | – | – | – |
|
|
RFM
54
Royal Fund Management
Lady Lake,
Florida
| $8K | – | – | – |
|
|
GSWM
55
Golden State Wealth Management
Santa Ana,
California
| $6K | – | – | – |
|
|
56
Cohen & Steers
New York
| – | -$1.54M | -74,990 | Closed |
|
|
57
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$1.08M | -52,797 | Closed |
|
58
Citigroup
New York
| – | -$71K | -3,470 | Closed |
|
|
CFGS
59
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$27.1K | -1,350 | Closed |
|
|
FGAM
60
Financial Gravity Asset Management
Lakeway,
Texas
| – | -$1K | -71 | Closed |
|
GOF Hedge Fund Activity: Q3 2019 in Review
55 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2019, worth a combined $88M — down 2.6% from $90.4M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new GOF positions and 5 closed out — a net gain of 2 holders — while 24 added to existing stakes and 9 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.43M. The largest seller was Cohen & Steers, exiting entirely with an estimated $1.54M sold.
- 55 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2019, up from 53 in Q2 2019.
- Funds reported $88M of Guggenheim Strategic Opportunities Fund stock for Q3 2019, down 2.6% quarter-over-quarter.
- 7 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2019 and 5 closed out, a net change of +2 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2019 was Morgan Stanley, an estimated $1.43M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2019 was Cohen & Steers, an estimated $1.54M sold.
Based on aggregated 13F filings for Q3 2019.