Guggenheim Strategic Opportunities Fund
58 hedge funds and large institutions have $84.7M invested in Guggenheim Strategic Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 5 closing their positions.
92% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 13
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
6% more capital invested
Capital invested by funds: $80.1M → $84.7M (+$4.59M)
0% more funds holding
Funds holding: 58 → 58 (0)
1.95% less ownership
Funds ownership: 14.82% → 12.87% (-2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$2.52M |
| 2 |
SG Americas Securities
New York
|
+$588K |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$574K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$380K |
| 5 |
Ameriprise
Minneapolis,
Minnesota
|
+$325K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$1.81M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$1.44M |
| 3 |
WAM
Weiss Asset Management
Boston,
Massachusetts
|
-$1.1M |
| 4 |
JG
Jefferies Group
New York
|
-$718K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$716K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFGS
51
Concourse Financial Group Securities
Birmingham,
Alabama
| $26K | – | – | – |
|
|
AWM
52
Avior Wealth Management
Omaha,
Nebraska
| $14K | – | – | – |
|
53
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $11K | +$9.51K | +487 | New |
|
|
PFGIA
54
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $10K | – | – | – |
|
|
CF
55
Centaurus Financial
Anaheim,
California
| $9.97K | +$3.83K | +196 | New |
|
|
FHA
56
First Horizon Advisors
Memphis,
Tennessee
| $9K | – | – | – |
|
|
RFM
57
Royal Fund Management
Lady Lake,
Florida
| $8K | – | – | – |
|
|
GSWM
58
Golden State Wealth Management
Santa Ana,
California
| $6K | +$5.86K | +300 | New |
|
|
WAM
59
Weiss Asset Management
Boston,
Massachusetts
| – | -$1.1M | -60,389 | Closed |
|
|
JG
60
Jefferies Group
New York
| – | -$718K | -39,284 | Closed |
|
|
AAM
61
Advisors Asset Management
Monument,
Colorado
| – | -$716K | -39,192 | Closed |
|
|
AIC
62
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$31K | -1,685 | Closed |
|
|
WANY
63
Wealthspire Advisors (New York)
New York
| – | -$13K | -696 | Closed |
|
GOF Hedge Fund Activity: Q1 2019 in Review
58 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2019, worth a combined $84.7M — up 5.7% from $80.1M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new GOF positions and 5 closed out — a net gain of 1 holder — while 25 added to existing stakes and 13 trimmed.
The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $2.52M. The largest seller was Morgan Stanley, cutting an estimated $1.81M.
- 58 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2019, unchanged from Q4 2018.
- Funds reported $84.7M of Guggenheim Strategic Opportunities Fund stock for Q1 2019, up 5.7% quarter-over-quarter.
- 6 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2019 and 5 closed out, a net change of +1 holder.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2019 was Ladenburg Thalmann Financial Services, an estimated $2.52M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q1 2019 was Morgan Stanley, an estimated $1.81M sold.
Based on aggregated 13F filings for Q1 2019.