Guggenheim Strategic Opportunities Fund
46 hedge funds and large institutions have $62.4M invested in Guggenheim Strategic Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 8 closing their positions.
67% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 12
13% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 8
2% more funds holding
Funds holding: 45 → 46 (+1)
1.72% less ownership
Funds ownership: 14.61% → 12.89% (-1.7%)
11% less capital invested
Capital invested by funds: $69.7M → $62.4M (-$7.36M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$4.46M |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
+$1.44M |
| 3 |
Cohen & Steers
New York
|
+$845K |
| 4 |
MML Investors Services
Springfield,
Massachusetts
|
+$656K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$422K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$11.4M |
| 2 |
Bessemer Group
Woodbridge,
New Jersey
|
-$3.24M |
| 3 |
Invesco
Atlanta,
Georgia
|
-$1.25M |
| 4 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$743K |
| 5 |
NPC
National Planning Corporation
El Segundo,
California
|
-$655K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Creative Planning
Overland Park,
Kansas
| – | -$441K | -20,699 | Closed |
|
|
GS
52
Girard Securities
San Diego,
California
| – | -$397K | -18,574 | Closed |
|
|
NFG
53
Next Financial Group
Houston,
Texas
| – | -$13K | -600 | Closed |
|
|
PCM
54
Penserra Capital Management
Orinda,
California
| – | -$5K | -276 | Closed |
|
GOF Hedge Fund Activity: Q4 2017 in Review
46 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2017, worth a combined $62.4M — down 11% from $69.7M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new GOF positions and 8 closed out — a net gain of 1 holder — while 20 added to existing stakes and 12 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $4.46M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $11.4M sold.
- 46 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2017, up from 45 in Q3 2017.
- Funds reported $62.4M of Guggenheim Strategic Opportunities Fund stock for Q4 2017, down 11% quarter-over-quarter.
- 9 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2017 and 8 closed out, a net change of +1 holder.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2017 was Morgan Stanley, an estimated $4.46M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q4 2017 was Guggenheim Capital, an estimated $11.4M sold.
Based on aggregated 13F filings for Q4 2017.