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Guggenheim Strategic Opportunities Fund
GOF

58 hedge funds and large institutions have $84.7M invested in Guggenheim Strategic Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 13

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

6% more capital invested

Capital invested by funds: $80.1M → $84.7M (+$4.59M)

0% more funds holding

Funds holding: 58 → 58 (0)

1.95% less ownership

Funds ownership: 14.82% → 12.87% (-2%)

Holders
58
Holders Change
–
Holders Change %
0%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
25
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$2.52M
2
SG Americas Securities
SG Americas Securities
New York
+$588K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$574K
4
UBS Group
UBS Group
Switzerland
+$380K
5
Ameriprise
Ameriprise
Minnesota
+$325K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.81M
2
Bank of America
Bank of America
North Carolina
-$1.44M
3
WAM
Weiss Asset Management
Massachusetts
-$1.1M
4
JG
Jefferies Group
New York
-$718K
5
AAM
Advisors Asset Management
Colorado
-$716K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$497K -$34.8K -1,781 -7%
SFS
27
Sowell Financial Services
Arkansas
$471K -$42.1K -2,154 -8%
LPL Financial
28
LPL Financial
California
$396K +$10.2K +521 +3%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$379K +$172K +8,800 +84%
APA
30
American Portfolios Advisors
New York
$376K -$27.3K -1,400 -7%
UCFA
31
United Capital Financial Advisors
Texas
$350K – – –
US Bancorp
32
US Bancorp
Minnesota
$332K – – –
SAS
33
Stelac Advisory Services
New York
$256K – – –
UR
34
USCA RIA
Texas
$247K -$5.08K -260 -2%
LNC
35
Lincoln National Corp
Pennsylvania
$242K +$3.34K +171 +1%
IWM
36
IHT Wealth Management
Illinois
$233K +$27K +1,381 +13%
GWM
37
Geneos Wealth Management
Colorado
$230K +$37.5K +1,920 +20%
QCIG
38
Quad-Cities Investment Group
Iowa
$229K +$5.55K +284 +3%
PGWM
39
Parisi Gray Wealth Management
New Jersey
$216K +$215K +11,000 New
IA
40
IFP Advisors
Florida
$142K +$2.05K +105 +1%
BAM
41
Bruderman Asset Management
New York
$87K – – –
CFN
42
Cordasco Financial Network
Florida
$69K – – –
PA
43
Parallel Advisors
California
$69K +$5.12K +262 +8%
Citigroup
44
Citigroup
New York
$68K – – –
ASN
45
Advisory Services Network
Georgia
$53K +$5.02K +257 +10%
NFG
46
Next Financial Group
Texas
$44K – – –
NFH
47
NEXT Financial Holdings
Texas
$44K +$43.9K +2,250 New
FHB
48
First Hawaiian Bank
Hawaii
$39K +$4.69K +240 +14%
BFEC
49
Benjamin F. Edwards & Company
Missouri
$39K +$34.2K +1,750 +700%
WEC
50
Winslow Evans & Crocker
Massachusetts
$28K – – –
1
2
3

GOF Hedge Fund Activity: Q1 2019 in Review

58 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2019, worth a combined $84.7M — up 5.7% from $80.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GOF positions and 5 closed out — a net gain of 1 holder — while 25 added to existing stakes and 13 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $2.52M. The largest seller was Morgan Stanley, cutting an estimated $1.81M.

  • 58 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $84.7M of Guggenheim Strategic Opportunities Fund stock for Q1 2019, up 5.7% quarter-over-quarter.
  • 6 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2019 and 5 closed out, a net change of +1 holder.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2019 was Ladenburg Thalmann Financial Services, an estimated $2.52M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q1 2019 was Morgan Stanley, an estimated $1.81M sold.

Based on aggregated 13F filings for Q1 2019.