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Guggenheim Strategic Opportunities Fund
GOF

49 hedge funds and large institutions have $59.5M invested in Guggenheim Strategic Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 9

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

7% more funds holding

Funds holding: 46 → 49 (+3)

5% less capital invested

Capital invested by funds: $62.4M → $59.5M (-$2.82M)

1.46% less ownership

Funds ownership: 12.89% → 11.43% (-1.5%)

Holders
49
Holders Change
+3
Holders Change %
+6.52%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.03M
2
Invesco
Invesco
Georgia
+$1.9M
3
Cohen & Steers
Cohen & Steers
New York
+$1.23M
4
NL
NWAM LLC
Washington
+$453K
5
RJA
Raymond James & Associates
Florida
+$414K

Top Sellers

Rank Fund Capital Flow
1
UR
USCA RIA
Texas
-$3.22M
2
Bank of America
Bank of America
North Carolina
-$1.87M
3
AG
Advisor Group
Arizona
-$1.63M
4
CAN
Cetera Advisor Networks
California
-$424K
5
VF
Virtu Financial
New York
-$294K
Name Holding Trade Value Shares
Change 		Change in
Stake
NL
26
NWAM LLC
Washington
$446K +$453K +21,974 New
APA
27
American Portfolios Advisors
New York
$395K +$78.3K +3,800 +24%
OC
28
Oppenheimer & Co
New York
$310K -$3.34K -162 -1%
PAG
29
Private Advisor Group
New Jersey
$282K +$286K +13,877 New
UR
30
USCA RIA
Texas
$261K -$3.22M -156,024 -92%
RIA
31
RPG Investment Advisory
California
$212K – – –
IA
32
IFP Advisors
Florida
$193K – – –
GWM
33
Geneos Wealth Management
Colorado
$187K -$61K -2,959 -24%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$176K -$5.13K -249 -3%
SP
35
SWS Partners
Ohio
$122K – – –
IWM
36
IHT Wealth Management
Illinois
$122K +$2.56K +124 +2%
CFN
37
Cordasco Financial Network
Florida
$71K +$71.9K +3,487 New
Citigroup
38
Citigroup
New York
$70K – – –
ASN
39
Advisory Services Network
Georgia
$55K – – –
BAM
40
Bruderman Asset Management
New York
$49K +$49.7K +2,410 New
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$28K +$536 +26 +2%
SWP
42
Stratos Wealth Partners
Ohio
$19K +$227 +11 +1%
VCM
43
Virtue Capital Management
Tennessee
$15K +$15.1K +732 New
RFM
44
Royal Fund Management
Florida
$9K +$9.28K +450 New
JCM
45
Jacobi Capital Management
Pennsylvania
$8K +$227 +11 +3%
TDC
46
Thompson Davis & Co
Virginia
$4K – – –
SPIA
47
Steward Partners Investment Advisory
New York
$3K – – –
WEC
48
Winslow Evans & Crocker
Massachusetts
$2.44K +$2.47K +120 New
ACS
49
Archford Capital Strategies
Illinois
$2K +$2.06K +100 New
CAN
50
Cetera Advisor Networks
California
– -$424K -19,681 Closed
1
2
3

GOF Hedge Fund Activity: Q1 2018 in Review

49 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2018, worth a combined $59.5M — down 4.5% from $62.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new GOF positions and 5 closed out — a net gain of 3 holders — while 25 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.03M. The largest seller was USCA RIA, cutting an estimated $3.22M.

  • 49 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2018, up from 46 in Q4 2017.
  • Funds reported $59.5M of Guggenheim Strategic Opportunities Fund stock for Q1 2018, down 4.5% quarter-over-quarter.
  • 8 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2018 and 5 closed out, a net change of +3 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2018 was Morgan Stanley, an estimated $2.03M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q1 2018 was USCA RIA, an estimated $3.22M sold.

Based on aggregated 13F filings for Q1 2018.