Guggenheim Strategic Opportunities Fund
32 hedge funds and large institutions have $37.2M invested in Guggenheim Strategic Opportunities Fund in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.
75% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 4
38% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 8
10% more funds holding
Funds holding: 29 → 32 (+3)
0.68% more ownership
Funds ownership: 8.78% → 9.46% (+0.68%)
5% less capital invested
Capital invested by funds: $39.2M → $37.2M (-$2M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.38M |
| 2 |
DA
Doliver Advisors
Houston,
Texas
|
+$862K |
| 3 |
BW
Bison Wealth
Atlanta,
Georgia
|
+$726K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$593K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$445K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NPC
National Planning Corporation
El Segundo,
California
|
-$761K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$377K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$190K |
| 4 |
UR
USCA RIA
Houston,
Texas
|
-$106K |
| 5 |
Creative Planning
Overland Park,
Kansas
|
-$78K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $59K | +$62.6K | +2,959 | New |
|
|
AWM
27
Avior Wealth Management
Omaha,
Nebraska
| $51K | – | – | – |
|
|
BAM
28
Bruderman Asset Management
Locust Valley,
New York
| $48K | – | – | – |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $44K | +$10.6K | +500 | +29% |
|
30
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $29K | +$782 | +37 | +3% |
|
|
WEC
31
Winslow Evans & Crocker
Boston,
Massachusetts
| $17.9K | – | – | – |
|
|
TDC
32
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
33
Next Financial Group
Houston,
Texas
| $2K | – | – | – |
|
|
LTFS
34
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$190K | -8,940 | Closed |
|
|
35
Creative Planning
Overland Park,
Kansas
| – | -$78K | -3,657 | Closed |
|
36
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$12K | -550 | Closed |
|
|
MFBTD
37
MB Financial Bank - Trust Department
Rosemont,
Illinois
| – | -$9K | -408 | Closed |
|
GOF Hedge Fund Activity: Q2 2015 in Review
32 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2015, worth a combined $37.2M — down 5.1% from $39.2M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new GOF positions and 4 closed out — a net gain of 3 holders — while 11 added to existing stakes and 8 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.38M. The largest seller was National Planning Corporation, cutting an estimated $761K.
- 32 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2015, up from 29 in Q1 2015.
- Funds reported $37.2M of Guggenheim Strategic Opportunities Fund stock for Q2 2015, down 5.1% quarter-over-quarter.
- 7 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2015 and 4 closed out, a net change of +3 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2015 was Morgan Stanley, an estimated $1.38M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q2 2015 was National Planning Corporation, an estimated $761K sold.
Based on aggregated 13F filings for Q2 2015.