Guggenheim Strategic Opportunities Fund
30 hedge funds and large institutions have $39.6M invested in Guggenheim Strategic Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.
500% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 1
11% more funds holding
Funds holding: 27 → 30 (+3)
9% more capital invested
Capital invested by funds: $36.2M → $39.6M (+$3.35M)
0% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 9
0.26% less ownership
Funds ownership: 9.15% → 8.89% (-0.26%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$523K |
| 2 |
UR
USCA RIA
Houston,
Texas
|
+$489K |
| 3 |
OFG
OTA Financial Group
Purchase,
New York
|
+$338K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$137K |
| 5 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$130K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$236K |
| 2 |
Morgan Stanley
New York
|
-$234K |
| 3 |
WA
WFG Advisors
Dallas,
Texas
|
-$213K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$170K |
| 5 |
NPC
National Planning Corporation
El Segundo,
California
|
-$70K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $28K | +$752 | +35 | +3% |
|
|
WEC
27
Winslow Evans & Crocker
Boston,
Massachusetts
| $18.8K | – | – | – |
|
28
Fifth Third Bancorp
Cincinnati,
Ohio
| $10K | +$10.7K | +500 | New |
|
|
TDC
29
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
30
Next Financial Group
Houston,
Texas
| $3K | – | – | – |
|
|
BRWA
31
B. Riley Wealth Advisors
Boca Raton,
Florida
| $88 | +$90.2K | +4,199 | New |
|
|
RIA
32
Regal Investment Advisors
Kentwood,
Michigan
| – | -$5K | -250 | Closed |
|
GOF Hedge Fund Activity: Q4 2014 in Review
30 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2014, worth a combined $39.6M — up 9.2% from $36.2M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new GOF positions and 1 closed out — a net gain of 5 holders — while 9 added to existing stakes and 9 trimmed.
The largest buyer was Bank of America, adding an estimated $523K. The largest seller was LPL Financial, cutting an estimated $236K.
- 30 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2014, up from 27 in Q3 2014.
- Funds reported $39.6M of Guggenheim Strategic Opportunities Fund stock for Q4 2014, up 9.2% quarter-over-quarter.
- 6 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2014 and 1 closed out, a net change of +5 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2014 was Bank of America, an estimated $523K added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q4 2014 was LPL Financial, an estimated $236K sold.
Based on aggregated 13F filings for Q4 2014.