Guggenheim Strategic Opportunities Fund
26 hedge funds and large institutions have $42.9M invested in Guggenheim Strategic Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 3 closing their positions.
114% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 7
13% more capital invested
Capital invested by funds: $38M → $42.9M (+$4.87M)
0% more funds holding
Funds holding: 26 → 26 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
0.4% less ownership
Funds ownership: 11.88% → 11.48% (-0.4%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$592K |
| 2 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$385K |
| 3 |
Cohen & Steers
New York
|
+$372K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$239K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$223K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$1.26M |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$823K |
| 3 |
LPL Financial
San Diego,
California
|
-$599K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$330K |
| 5 |
SI
Stephens Inc
Little Rock,
Arkansas
|
-$269K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Creative Planning
Overland Park,
Kansas
| $6K | -$16.3K | -749 | -75% |
|
|
RIA
27
Regal Investment Advisors
Kentwood,
Michigan
| $6K | – | – | – |
|
|
RCM
28
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$1.26M | -56,890 | Closed |
|
|
RJFSA
29
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$823K | -37,283 | Closed |
|
|
SI
30
Stephens Inc
Little Rock,
Arkansas
| – | -$269K | -12,200 | Closed |
|
GOF Hedge Fund Activity: Q3 2013 in Review
26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2013, worth a combined $42.9M — up 13% from $38M a quarter earlier.
Fund positioning in GOF was balanced in Q3 2013: 3 funds opened new positions, 3 closed out, 15 added to existing stakes and 7 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $592K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $1.26M sold.
- 26 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2013, unchanged from Q2 2013.
- Funds reported $42.9M of Guggenheim Strategic Opportunities Fund stock for Q3 2013, up 13% quarter-over-quarter.
- 3 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2013 and 3 closed out, a net change of 0 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2013 was Morgan Stanley, an estimated $592K added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2013 was Rivernorth Capital Management, an estimated $1.26M sold.
Based on aggregated 13F filings for Q3 2013.