Gladstone Capital
GLAD
75 hedge funds and large institutions have $55.8M invested in Gladstone Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 9 closing their positions.
64% more call options, than puts
Call options by funds: $346K | Put options by funds: $211K
21% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 24
3% more capital invested
Capital invested by funds: $54.2M → $55.8M (+$1.56M)
7% less funds holding
Funds holding: 81 → 75 (-6)
44% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.16M |
| 2 |
JP Morgan Chase
New York
|
+$486K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$471K |
| 4 |
MERSOM
Municipal Employees' Retirement System of Michigan
Lansing,
Michigan
|
+$368K |
| 5 |
Morgan Stanley
New York
|
+$246K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
-$2.29M |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$903K |
| 3 |
Millennium Management
New York
|
-$392K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$330K |
| 5 |
Northern Trust
Chicago,
Illinois
|
-$240K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
76
Millennium Management
New York
| – | -$392K | -20,465 | Closed |
|
|
77
Citadel Advisors
Miami,
Florida
| – | -$330K | -17,178 | Closed |
|
78
Arrowstreet Capital
Boston,
Massachusetts
| – | -$220K | -11,482 | Closed |
|
|
SGAM
79
Smith Group Asset Management
Dallas,
Texas
| – | -$16K | -820 | Closed |
|
80
US Bancorp
Minneapolis,
Minnesota
| – | -$8K | -427 | Closed |
|
81
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$5K | -250 | Closed |
|
82
Envestnet Asset Management
Chicago,
Illinois
| – | -$5K | -250 | Closed |
|
83
Group One Trading
Chicago,
Illinois
| – | -$2.72K | -138 | Closed |
|
84
BNP Paribas Financial Markets
Paris,
France
| – | -$2.6K | -136 | Closed |
|
GLAD Hedge Fund Activity: Q1 2014 in Review
75 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2014, worth a combined $55.8M — up 2.9% from $54.2M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of GLAD and 5 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 29 added.
The largest buyer was Advisors Asset Management, adding an estimated $1.16M. The largest seller was Vanguard Group, cutting an estimated $2.29M.
- 75 institutional investors held Gladstone Capital (GLAD) as of Q1 2014, down from 81 in Q4 2013.
- Funds reported $55.8M of Gladstone Capital stock for Q1 2014, up 2.9% quarter-over-quarter.
- 5 funds opened new Gladstone Capital positions in Q1 2014 and 9 closed out, a net change of -4 holders.
- The largest Gladstone Capital buyer in Q1 2014 was Advisors Asset Management, an estimated $1.16M added.
- The largest Gladstone Capital seller in Q1 2014 was Vanguard Group, an estimated $2.29M sold.
Based on aggregated 13F filings for Q1 2014.