Gladstone Capital
GLAD
57 hedge funds and large institutions have $25.5M invested in Gladstone Capital in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 8 closing their positions.
230% more call options, than puts
Call options by funds: $1.08M | Put options by funds: $328K
0.36% less ownership
Funds ownership: 5.92% → 5.56% (-0.36%)
5% less funds holding
Funds holding: 60 → 57 (-3)
6% less capital invested
Capital invested by funds: $27M → $25.5M (-$1.54M)
19% less repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 21
38% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$871K |
| 2 |
BlackRock
New York
|
+$276K |
| 3 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$199K |
| 4 |
NCM
Novare Capital Management
Charlotte,
North Carolina
|
+$162K |
| 5 |
VanEck Associates
New York
|
+$160K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$956K |
| 2 |
TG
TCW Group
Los Angeles,
California
|
-$725K |
| 3 |
Morgan Stanley
New York
|
-$546K |
| 4 |
AA
ALPS Advisors
Denver,
Colorado
|
-$237K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$223K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
51
Tower Research Capital (TRC)
New York
| $5K | -$8.51K | -574 | -64% |
|
|
CFGS
52
Concourse Financial Group Securities
Birmingham,
Alabama
| $2K | +$44 | +3 | +2% |
|
|
JSC
53
Jackson Square Capital
San Francisco,
California
| $1K | – | – | – |
|
|
VNA
54
Valley National Advisers
Bethlehem,
Pennsylvania
| $1K | – | – | – |
|
55
Koshinski Asset Management
Decatur,
Illinois
| $258 | -$28.7K | -1,936 | -10% |
|
|
TG
56
TCW Group
Los Angeles,
California
| – | -$725K | -49,600 | Closed |
|
|
AA
57
ALPS Advisors
Denver,
Colorado
| – | -$237K | -16,238 | Closed |
|
58
Two Sigma Advisers
New York
| – | -$184K | -12,588 | Closed |
|
|
VF
59
Virtu Financial
New York
| – | -$111K | -7,559 | Closed |
|
|
CSS
60
Cubist Systematic Strategies
Stamford,
Connecticut
| – | -$95K | -6,478 | Closed |
|
61
Group One Trading
Chicago,
Illinois
| – | -$15.6K | -1,049 | Closed |
|
|
CAN
62
Cetera Advisor Networks
El Segundo,
California
| – | -$8K | -527 | Closed |
|
|
PAG
63
Private Advisor Group
Morristown,
New Jersey
| – | -$4K | -242 | Closed |
|
64
Bank of America
Charlotte,
North Carolina
| – | -$148 | -10 | -83% |
|
GLAD Hedge Fund Activity: Q3 2020 in Review
57 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2020, worth a combined $25.5M — down 5.7% from $27M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of GLAD and 5 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 17 added.
The largest buyer was International Assets Investment Management, opening a new position worth an estimated $871K. The largest seller was Arrowstreet Capital, cutting an estimated $956K.
- 57 institutional investors held Gladstone Capital (GLAD) as of Q3 2020, down from 60 in Q2 2020.
- Funds reported $25.5M of Gladstone Capital stock for Q3 2020, down 5.7% quarter-over-quarter.
- 5 funds opened new Gladstone Capital positions in Q3 2020 and 8 closed out, a net change of -3 holders.
- The largest Gladstone Capital buyer in Q3 2020 was International Assets Investment Management, an estimated $871K added.
- The largest Gladstone Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $956K sold.
Based on aggregated 13F filings for Q3 2020.