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Gladstone Capital
GLAD

63 hedge funds and large institutions have $35.4M invested in Gladstone Capital in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,906% more call options, than puts

Call options by funds: $901K | Put options by funds: $18K

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

0.17% less ownership

Funds ownership: 7.49% → 7.32% (-0.17%)

1% less capital invested

Capital invested by funds: $35.9M → $35.4M (-$497K)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

5% less funds holding

Funds holding: 66 → 63 (-3)

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
22
Reduced
14
Closed
13
Calls
$901K
Puts
$18K
Net Calls
+$883K
Net Calls Change
+$559K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.82M
2
UBS Group
UBS Group
Switzerland
+$959K
3
AAM
Advisors Asset Management
Colorado
+$568K
4
VanEck Associates
VanEck Associates
New York
+$481K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$201K

Top Sellers

Rank Fund Capital Flow
1
Norges Bank
Norges Bank
Norway
-$785K
2
DTL
Dynamic Technology Lab
Singapore
-$781K
3
Two Sigma Investments
Two Sigma Investments
New York
-$596K
4
Millennium Management
Millennium Management
New York
-$344K
5
Goldman Sachs
Goldman Sachs
New York
-$338K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWMS
51
Advocacy Wealth Management Services
Georgia
$14K – – –
Simplex Trading
52
Simplex Trading
Illinois
$14K +$11.6K +623 +402%
Bank of America
53
Bank of America
North Carolina
$10K -$411 -22 -4%
GWM
54
Geneos Wealth Management
Colorado
$10K +$10.7K +575 New
HI
55
Hudock Inc
Pennsylvania
$7K – – –
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K – – –
HR
57
Howe & Rusling
New York
$5K – – –
ARMC
58
American Research & Management Company
Massachusetts
$4K – – –
PCM
59
Penserra Capital Management
California
$3K -$878 -47 -22%
Norges Bank
60
Norges Bank
Norway
– -$785K -41,788 Closed
DTL
61
Dynamic Technology Lab
Singapore
– -$781K -41,566 Closed
Millennium Management
62
Millennium Management
New York
– -$344K -18,335 Closed
Goldman Sachs
63
Goldman Sachs
New York
– -$338K -18,002 Closed
D.E. Shaw & Co
64
D.E. Shaw & Co
New York
– -$312K -16,588 Closed
CIBC Private Wealth Group
65
CIBC Private Wealth Group
Georgia
– -$301K -16,050 Closed
SPC
66
Sigma Planning Corp
Michigan
– -$276K -14,685 Closed
Stifel Financial
67
Stifel Financial
Missouri
– -$207K -11,009 Closed
AIM
68
Acrospire Investment Management
Illinois
– -$148K -7,860 Closed
AL
69
Airain Ltd
Guernsey
– -$144K -7,656 Closed
HIM
70
Hillsdale Investment Management
Ontario, Canada
– -$130K -6,900 Closed
PCM
71
Prelude Capital Management
New York
– -$4K -200 Closed
AIS
72
Accurate Investment Solutions
Pennsylvania
– +$19 +1 +4%
CFD
73
Creative Financial Designs
Indiana
– +$37 +2 New
Barclays
74
Barclays
United Kingdom
– +$280 +15 New
Deutsche Bank
75
Deutsche Bank
Germany
– +$934 +50 New
1 2
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GLAD Hedge Fund Activity: Q1 2017 in Review

63 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2017, worth a combined $35.4M — down 1.4% from $35.9M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GLAD and 12 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 22 added.

The largest buyer was BlackRock, opening a new position worth an estimated $1.82M. The largest seller was Norges Bank, exiting entirely with an estimated $785K sold.

  • 63 institutional investors held Gladstone Capital (GLAD) as of Q1 2017, down from 66 in Q4 2016.
  • Funds reported $35.4M of Gladstone Capital stock for Q1 2017, down 1.4% quarter-over-quarter.
  • 12 funds opened new Gladstone Capital positions in Q1 2017 and 13 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q1 2017 was BlackRock, an estimated $1.82M added.
  • The largest Gladstone Capital seller in Q1 2017 was Norges Bank, an estimated $785K sold.

Based on aggregated 13F filings for Q1 2017.